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CIK 0000878932 · Non-accelerated filer

EQUUS TOTAL RETURN, INC.

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Ticker
EQS
Exchange
NYSE
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
760345915
Phone
7135290900
Business address
700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
Former names
EQUUS II INC, EQUUS II INC ET AL
  1. 4 Open-market buy 10% owner bought 315,000 shares at $7.08 ($2,230,200)
  2. 8-K Event Results of operations
  3. 8-K Event Regulation FD disclosure
  4. 8-K Event Results of operations
  5. 40-17F2 Other 40-17F2
  6. SC 13D/A Stake Beneficial Ownership Report
  7. SC 13D/A Stake Beneficial Ownership Report
  8. 8-K Event Results of operations
  9. 4 Open-market buy 10% owner bought 666,763 shares at $9.90 ($6,600,954)
  10. 4 Open-market buy Co-Chairman and President bought 666,763 shares at $9.90 ($6,600,954)
  11. 4 Open-market buy 10% owner bought 666,763 shares at $9.90 ($6,600,954)
  12. 4 Open-market buy Director bought 666,763 shares at $9.90 ($6,600,954)
  13. 8-K Event Results of operations
  14. 4 Open-market buy Director bought 800 shares at $9.30 ($7,440)
  15. 4 Open-market buy Director bought 1,000 shares at an average $9.27 ($9,265)
  16. 10-Q Report Quarterly Report
  17. 8-K Event Results of operations
  18. 8-K Event Auditor change
  19. 40-17F2 Other 40-17F2
  20. 4 Open-market buy Director bought 1,000 shares at an average $8.66 ($8,660)

Page 35 of 48 · 942 filings