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CIK 0000102109 · Non-accelerated filer<br>Smaller reporting company

DeFi Capital Markets, Inc.

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Ticker
DCM
Exchange
NYSE
Industry
Wholesale-Electronic Parts & Equipment, NEC
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
520898545
Phone
4103633000
Business address
11407 CRONHILL DRIVE, SUITES A-D, OWINGS MILLS, MD, 21117-3586
Former names
UNIVERSAL SAFETY PRODUCTS, INC., UNIVERSAL SECURITY INSTRUMENTS INC
  1. SCHEDULE 13D/A Stake Beneficial Ownership Report
  2. 4 Open-market buy Director bought 27,000 shares at an average $4.82 ($130,162)
  3. 4 Open-market buy Director bought 12,166 shares at an average $4.96 ($60,321)
  4. 4 Open-market buy Director bought 3,201 shares at an average $4.71 ($15,072)
  5. DEF 14A Proxy Proxy Statement
  6. 4 Open-market buy Director bought 14,306 shares at an average $4.77 ($68,269)
  7. 10-Q Report Quarterly Report
  8. NT 10-Q Other NT 10-Q
  9. SCHEDULE 13D/A Stake Beneficial Ownership Report
  10. 8-K Event Unregistered share sale
  11. 4 Open-market buy Director bought 205,000 shares at $6.00 ($1,230,000)
  12. SCHEDULE 13G Stake Statement of Beneficial Ownership
  13. SCHEDULE 13D/A Stake Beneficial Ownership Report
  14. SCHEDULE 13D/A Stake Beneficial Ownership Report
  15. 4 Open-market buy Director bought 95,000 shares at $6.00 ($570,000)
  16. SCHEDULE 13D/A Stake Beneficial Ownership Report
  17. 4 Open-market buy Director bought 4,060 shares at an average $4.94 ($20,070)
  18. 4 Open-market buy Director bought 7,205 shares at an average $4.93 ($35,497)
  19. 4 Open-market buy Director bought 3,588 shares at an average $4.98 ($17,878)
  20. 4 Open-market buy Director bought 3,704 shares at an average $4.91 ($18,192)

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