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CIK 0000102109 · Non-accelerated filer<br>Smaller reporting company

DeFi Capital Markets, Inc.

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Ticker
DCM
Exchange
NYSE
Industry
Wholesale-Electronic Parts & Equipment, NEC
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
520898545
Phone
4103633000
Business address
11407 CRONHILL DRIVE, SUITES A-D, OWINGS MILLS, MD, 21117-3586
Former names
UNIVERSAL SAFETY PRODUCTS, INC., UNIVERSAL SECURITY INSTRUMENTS INC
  1. EFFECT Other Notice of Effectiveness
  2. S-3 Offering Registration Statement
  3. DEFA14A Proxy Proxy Materials
  4. DEF 14A Proxy Proxy Statement
  5. 8-K Event Bylaws or fiscal year change
  6. PRE 14A Proxy Proxy Statement (Preliminary)
  7. 8-K Event Material agreement · New debt or obligation · Unregistered share sale
  8. 8-K Event Bylaws or fiscal year change · Regulation FD disclosure
  9. RW Other RW
  10. SCHEDULE 13D/A Stake Beneficial Ownership Report
  11. 4 Open-market buy Director bought 18,000 shares at $5,134.00 ($92,412,000)
  12. 4 Open-market buy Director bought 15,434 shares at an average $5.09 ($78,546)
  13. 4 Open-market buy Director bought 100 shares at $5.01 ($501)
  14. 4 Open-market buy Director bought 200 shares at $4.86 ($972)
  15. 4 Open-market buy Director bought 300 shares at $5.65 ($1,695)
  16. 4/A Open-market buy Director bought 900 shares at an average $5.40 ($4,859)
  17. 4 Open-market buy Director bought 800 shares at an average $5.43 ($4,344)
  18. SCHEDULE 13D/A Stake Beneficial Ownership Report
  19. 4 Open-market buy Director bought 18,800 shares at an average $5.40 ($101,430)
  20. 4 Open-market buy Director bought 29,429 shares at an average $6.23 ($183,476)

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