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CIK 0000102109 · Non-accelerated filer<br>Smaller reporting company

DeFi Capital Markets, Inc.

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Ticker
DCM
Exchange
NYSE
Industry
Wholesale-Electronic Parts & Equipment, NEC
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
520898545
Phone
4103633000
Business address
11407 CRONHILL DRIVE, SUITES A-D, OWINGS MILLS, MD, 21117-3586
Former names
UNIVERSAL SAFETY PRODUCTS, INC., UNIVERSAL SECURITY INSTRUMENTS INC
  1. 144 Insider Sale of Securities
  2. SCHEDULE 13G/A Stake Statement of Beneficial Ownership
  3. SCHEDULE 13D/A Stake Beneficial Ownership Report
  4. SCHEDULE 13D/A Stake Beneficial Ownership Report
  5. 4 Open-market buy Director bought 155,000 shares at $5.75 ($891,250)
  6. SCHEDULE 13D/A Stake Beneficial Ownership Report
  7. 4 Open-market buy Director bought 12,608 shares at an average $5.77 ($72,808)
  8. 4 Open-market buy Director bought 2,405 shares at an average $5.89 ($14,173)
  9. 8-K Event Shareholder vote results
  10. 4 Open-market buy Director bought 15,000 shares at an average $6.05 ($90,800)
  11. 144 Insider Sale of Securities
  12. SCHEDULE 13D/A Stake Beneficial Ownership Report
  13. 4 Open-market buy Director bought 24,000 shares at an average $6.15 ($147,640)
  14. 4 Open-market buy Director bought 5,407 shares at an average $6.10 ($32,966)
  15. 4 Open-market buy Director bought 20,000 shares at an average $5.93 ($118,668)
  16. SCHEDULE 13D/A Stake Beneficial Ownership Report
  17. 4 Open-market buy Director bought 60,500 shares at an average $5.47 ($330,650)
  18. 4 Open-market buy Director bought 28,892 shares at an average $5.18 ($149,572)
  19. SCHEDULE 13D/A Stake Beneficial Ownership Report
  20. 4 Open-market buy Director bought 9,310 shares at an average $4.95 ($46,042)

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