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CIK 0000102109 · Non-accelerated filer<br>Smaller reporting company

DeFi Capital Markets, Inc.

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Ticker
DCM
Exchange
NYSE
Industry
Wholesale-Electronic Parts & Equipment, NEC
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
520898545
Phone
4103633000
Business address
11407 CRONHILL DRIVE, SUITES A-D, OWINGS MILLS, MD, 21117-3586
Former names
UNIVERSAL SAFETY PRODUCTS, INC., UNIVERSAL SECURITY INSTRUMENTS INC
  1. 4 Option exercise Director acquired 7,000 shares (option exercise)
  2. 4 Option exercise President, CEO acquired 40,000 shares (option exercise)
  3. 4 Open-market sale 10% owner sold 5,000 shares at $20.48 ($102,400)
  4. SC 13D/A Stake Beneficial Ownership Report
  5. 4 Open-market sale 10% owner sold 11,000 shares at $22.35 ($245,806)
  6. 4 Open-market sale 10% owner sold 21,100 shares at $23.05 ($486,355)
  7. 4 Open-market sale 10% owner sold 7,175 shares at $23.29 ($167,106)
  8. 4 Derivatives Options or other derivatives
  9. 4 Derivatives Options or other derivatives
  10. 4 Derivatives Options or other derivatives
  11. 4 Derivatives Options or other derivatives
  12. 4 Derivatives Options or other derivatives
  13. SC 13D/A Stake Beneficial Ownership Report
  14. REGDEX Other REGDEX
  15. 4 Open-market buy Director bought 455 shares at $22.00 ($10,010)
  16. 4 Open-market sale 10% owner sold 18,700 shares at $22.37 ($418,319)
  17. SC 13D/A Stake Beneficial Ownership Report
  18. 4/A Open-market sale 10% owner sold 39,000 shares at $20.01 ($780,390)
  19. 4 Open-market sale 10% owner sold 39,000 shares at $20.01 ($780,390)
  20. 4 Open-market sale President, CEO sold 8,000 shares at an average $19.76 ($158,050)

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