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CIK 0000102109 · Non-accelerated filer<br>Smaller reporting company

DeFi Capital Markets, Inc.

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Ticker
DCM
Exchange
NYSE
Industry
Wholesale-Electronic Parts & Equipment, NEC
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
520898545
Phone
4103633000
Business address
11407 CRONHILL DRIVE, SUITES A-D, OWINGS MILLS, MD, 21117-3586
Former names
UNIVERSAL SAFETY PRODUCTS, INC., UNIVERSAL SECURITY INSTRUMENTS INC
  1. 10-Q Report Quarterly Report
  2. REGDEX Other REGDEX
  3. SC 13D/A Stake Beneficial Ownership Report
  4. 4 Open-market buy Director bought 467 shares at $21.43 ($10,008)
  5. 8-K Event Material agreement
  6. 4 Open-market buy Chief Financial Officer bought 380 shares at $21.25 ($8,075)
  7. 4 Open-market sale Director sold 3,900 shares at an average $25.75 ($100,410)
  8. 4 Open-market sale President, CEO sold 2,700 shares at an average $25.26 ($68,200)
  9. 4 Open-market sale Director sold 100 shares at $24.90 ($2,490)
  10. 4 Open-market sale President, CEO sold 1,300 shares at $24.50 ($31,850)
  11. 4 Open-market sale Director sold 1,000 shares at $24.30 ($24,300)
  12. 10-K/A Report 10-K/A
  13. 4 Open-market sale President, CEO sold 700 shares at $24.00 ($16,800)
  14. ARS Other Annual Report to Security Holders
  15. 10-Q Report Quarterly Report
  16. DEF 14A Proxy Proxy Statement
  17. SC 13D/A Stake Beneficial Ownership Report
  18. 4 Open-market sale President, CEO sold 300 shares at $24.00 ($7,200)
  19. 4 Open-market sale 10% owner sold 44,100 shares at $23.00 ($1,014,300)
  20. 10-K Report Annual Report

Page 27 of 38 · 742 filings