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CIK 0001270436 · Non-accelerated filer<br>Smaller reporting company

Cohen & Co Inc.

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Ticker
COHN
Exchange
NYSE
Industry
Security Brokers, Dealers & Flotation Companies
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
161685692
Phone
215-701-9555
Business address
CIRA CENTRE, 2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA, 19104-2870
Former names
INSTITUTIONAL FINANCIAL MARKETS, INC., ALESCO FINANCIAL INC, SUNSET FINANCIAL RESOURCES INC
  1. SC 13D/A Stake Beneficial Ownership Report
  2. SC 13D Stake Beneficial Ownership Report
  3. 4 Grant or award Chairman and CEO acquired 360,000 shares (grant or award)
  4. 4 Grant or award Chairman-PrinceRidge Holdings acquired 424,371 shares (grant or award)
  5. 4 Grant or award EVP, CFO and Treasurer acquired 76,000 shares (grant or award)
  6. 4 Grant or award 10% owner acquired 360,000 shares (grant or award)
  7. 4 Grant or award President acquired 360,000 shares (grant or award)
  8. 8-K Event Executive or director change · Shareholder vote results
  9. 8-K Event Material agreement · Acquisition or sale completed · Executive or director change · Other events
  10. 3 Insider Initial Statement of Ownership
  11. 4 Open-market buy Director bought 10,000 shares at an average $3.92 ($39,240)
  12. 4/A Grant or award Director acquired 11,677 shares (grant or award)
  13. S-8 Other Securities Offered to Employees in Benefit Plans
  14. 10-Q Report Quarterly Report
  15. 8-K Event Results of operations
  16. EFFECT Other Notice of Effectiveness
  17. ARS Other Annual Report to Security Holders
  18. S-3/A Offering Registration Statement
  19. DEFA14A Proxy Proxy Materials
  20. DEF 14A Proxy Proxy Statement

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