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CIK 0001270436 · Accelerated filer<br>Smaller reporting company

Cohen & Co Inc.

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Ticker
COHN
Exchange
NYSE
Industry
Security Brokers, Dealers & Flotation Companies
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
161685692
Phone
215-701-9555
Business address
CIRA CENTRE, 2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA, 19104-2870
Former names
INSTITUTIONAL FINANCIAL MARKETS, INC., ALESCO FINANCIAL INC, SUNSET FINANCIAL RESOURCES INC
  1. 4 Open-market sale EVP, CFO and Treasurer sold 8,795 shares at an average $11.71 ($102,966)
  2. 4 Gift Executive Chairman gave 17,600 shares (gift)
  3. 4 Open-market buy 10% owner bought 265,000 shares at $10.00 ($2,650,000)
  4. 3 Insider Initial Statement of Ownership
  5. 4 Gift Executive Chairman gave 8,000 shares (gift)
  6. 4 Gift Executive Chairman gave 20,000 shares (gift)
  7. 4 Open-market sale EVP, CFO and Treasurer sold 6,818 shares at an average $16.99 ($115,822)
  8. 4 Derivatives Options or other derivatives
  9. 4 Derivatives Options or other derivatives
  10. 4 Derivatives Options or other derivatives
  11. 4 Open-market buy 10% owner bought 265,000 shares at $10.00 ($2,650,000)
  12. 3 Insider Initial Statement of Ownership
  13. 4 Shares withheld for taxes Chief Accounting Officer gave up 3,252 shares (to pay taxes)
  14. 4 Shares withheld for taxes EVP, CFO and Treasurer gave up 7,051 shares (to pay taxes)
  15. 4 Derivatives Options or other derivatives
  16. 4 Derivatives Options or other derivatives
  17. 4 Grant or award Director acquired 2,300 shares (grant or award)
  18. 4 Gift Executive Chairman gave 30,000 shares (gift)
  19. 4 Grant or award Director acquired 2,300 shares (grant or award)
  20. 4 Derivatives Options or other derivatives

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