CIK 0001270436 · Accelerated filer<br>Smaller reporting company
Cohen & Co Inc.
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- COHN
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 161685692
- Phone
- 215-701-9555
- Business address
- CIRA CENTRE, 2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA, 19104-2870
- Former names
- INSTITUTIONAL FINANCIAL MARKETS, INC., ALESCO FINANCIAL INC, SUNSET FINANCIAL RESOURCES INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-08-06 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Sale | −1,500 | $11.50 | $17K | 60,278 |
| 2026-08-05 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Sale | −7,295 | $11.75 | $86K | 61,778 |
| 2026-07-17 | COHEN DANIEL G Executive Chairman | Gift | −17,600 | 107,157 | ||
| 2026-04-23 | COHEN DANIEL G Executive Chairman | Gift | −8,000 | 24,757 | ||
| 2026-03-30 | COHEN DANIEL G Executive Chairman | Gift | −20,000 | 32,757 | ||
| 2026-03-20 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Sale | −705 | $15.58 | $11K | 69,073 |
| 2026-03-19 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Sale | −6,113 | $17.15 | $105K | 69,778 |
| 2026-03-06 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Grant or award · Cohen & Company, LLC LTIP Units | +160,000 | 160,000 | ||
| 2026-03-06 | Brafman Lester Raymond Chief Executive Officer | Grant or award · Cohen & Company, LLC LTIP Units | +1,605,000 | 1,605,000 | ||
| 2026-03-06 | COHEN DANIEL G Executive Chairman | Grant or award · Cohen & Company, LLC LTIP Units | +2,888,000 | 2,888,000 | ||
| 2026-02-03 | Listman Douglas Chief Accounting Officer | Shares withheld for taxes | −3,252 | $18.69 | $61K | 28,934 |
| 2026-02-03 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Shares withheld for taxes | −7,051 | $18.69 | $132K | 75,891 |
| 2026-02-03 | COHEN DANIEL G Executive Chairman | Option exercise · Cohen & Company, LLC Membership Units | −463,915 | $1.95 | $905K | 22,261,907 |
| 2026-02-03 | Brafman Lester Raymond Chief Executive Officer | Option exercise · Cohen & Company, LLC Membership Units | −501,455 | $1.95 | $978K | 1,097,861 |
| 2025-12-30 | COHEN DANIEL G Executive Chairman | Gift | −30,000 | 52,757 | ||
| 2025-12-19 | DiMaio Jack J. Jr. Director | Grant or award | +2,300 | 23,233 | ||
| 2025-12-19 | DAWSON G STEVEN Director | Grant or award | +2,300 | 2,300 | ||
| 2025-12-19 | COHEN DANIEL G Executive Chairman | Grant or award · Cohen & Company, LLC Membership Units | +211,000 | 22,725,822 | ||
| 2025-12-19 | Liberto Diana Louise Director | Grant or award | +2,300 | 17,938 | ||
| 2025-12-19 | Brafman Lester Raymond Chief Executive Officer | Grant or award · Cohen & Company, LLC Membership Units | +211,000 | 1,599,316 |
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