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CIK 0000018230 · Large accelerated filer

CATERPILLAR INC

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Ticker
CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
370602744
Phone
9728917700
Business address
5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
  1. 4 Open-market sale Group President sold 16,070 shares at an average $704.97 ($11,328,811)
  2. 4 Open-market sale Group President sold 39,138 shares at an average $681.08 ($26,655,960)
  3. 144 Insider Sale of Securities
  4. 4 Open-market sale Group President sold 10,671 shares at $680.45 ($7,261,082)
  5. 4 Open-market sale Group President sold 15,977 shares at $682.99 ($10,912,131)
  6. 144 Insider Sale of Securities
  7. 144 Insider Sale of Securities
  8. 144 Insider Sale of Securities
  9. 8-K Event Results of operations · Regulation FD disclosure
  10. 4 Shares withheld for taxes Group President gave up 473 shares (to pay taxes)
  11. 4 Shares withheld for taxes Group President gave up 473 shares (to pay taxes)
  12. 4 Shares withheld for taxes Group President gave up 473 shares (to pay taxes)
  13. 8-K Event Executive or director change · Bylaws or fiscal year change
  14. 4 Derivatives Options or other derivatives
  15. 4 Planned sale Chief Financial Officer sold 10,000 shares at an average $575.06 ($5,750,589)
  16. 4 Derivatives Options or other derivatives
  17. 4 Derivatives Options or other derivatives
  18. 4 Gift Director gave 1,000 shares (gift)
  19. S-8 POS Other Post-effective Amendment
  20. S-8 POS Other Post-effective Amendment

Page 8 of 258 · 5,157 filings