4
Changes in Ownership
CATERPILLAR INC Filed Acc 0001104659-26-010372
Group President sold 39,138 shares at an average $681.08 ($26,655,960)
- Group President acquired 57,101 shares (option exercise)
- Group President gave up 17,963 shares (to pay taxes)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| Johnson Denise C Group President | 2026-02-02 | Option exercise | +11,810 | $196.70 | $2,323,027 | 55,160 | D |
| Johnson Denise C Group President | 2026-02-02 | Shares withheld for taxes | −3,399 | $683.39 | $2,322,843 | 51,761 | D |
| Johnson Denise C Group President | 2026-02-02 | Sale | −1,000 | $678.52 | $678,520 | 50,761 | D |
| Johnson Denise C Group President | 2026-02-02 | Sale | −7,411 | $680.11 | $5,040,295 | 43,350 | D |
| Johnson Denise C Group President | 2026-02-02 | Option exercise | +45,291 | $219.76 | $9,953,150 | 86,641 | D |
| Johnson Denise C Group President | 2026-02-02 | Shares withheld for taxes | −14,564 | $683.39 | $9,952,892 | 74,077 | D |
| Johnson Denise C Group President | 2026-02-02 | Sale | −1,431 | $680.11 | $973,237 | 72,646 | D |
| Johnson Denise C Group President | 2026-02-02 | Sale | −20,145 | $680.76 | $13,713,910 | 52,501 | D |
| Johnson Denise C Group President | 2026-02-02 | Sale | −2,994 | $681.69 | $2,040,980 | 49,507 | D |
| Johnson Denise C Group President | 2026-02-02 | Sale | −2,761 | $682.84 | $1,885,321 | 46,746 | D |
| Johnson Denise C Group President | 2026-02-02 | Sale | −2,258 | $683.90 | $1,544,246 | 44,488 | D |
| Johnson Denise C Group President | 2026-02-02 | Sale | −1,138 | $684.93 | $779,450 | 43,350 | D |
| Derivatives | |||||||
| Johnson Denise C Group President | 2026-02-02 | Option exercise · Employee Stock Options | −11,810 | $196.70 | $2,323,027 | 23,978 | D |
| Johnson Denise C Group President | 2026-02-02 | Option exercise · Employee Stock Options | −45,291 | $219.76 | $9,953,150 | 0 | D |
| Open-market sales · 39,138 sh · avg $681.08 · $26,655,960 | |||||||
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