4
Changes in Ownership
CATERPILLAR INC Filed Acc 0001104659-26-009707
Group President sold 10,671 shares at $680.45 ($7,261,082)
- Group President acquired 15,000 shares (option exercise)
- Group President gave up 4,329 shares (to pay taxes)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| Fassino Anthony D. Group President | 2026-02-02 | Option exercise | +15,000 | $196.70 | $2,950,500 | 56,151 | D |
| Fassino Anthony D. Group President | 2026-02-02 | Shares withheld for taxes | −4,329 | $681.45 | $2,949,997 | 51,822 | D |
| Fassino Anthony D. Group President | 2026-02-02 | Sale | −10,671 | $680.45 | $7,261,082 | 41,151 | D |
| Derivatives | |||||||
| Fassino Anthony D. Group President | 2026-02-02 | Option exercise · Employee Stock options | −15,000 | $196.70 | $2,950,500 | 8,228 | D |
| Open-market sales · 10,671 sh · avg $680.45 · $7,261,082 | |||||||
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