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CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company

CAPRICOR THERAPEUTICS, INC.

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Ticker
CAPR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(310) 358-3200
Business address
10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
Former names
Nile Therapeutics, Inc., SMI PRODUCTS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 97 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-06-25 Bergmann Anthony CHIEF FINANCIAL OFFICER Sale −24,100 $30.38 $732K 11,223
2026-06-25 Krasney Karen EVP, GENERAL COUNSEL Sale −24,100 $30.38 $732K 30,547
2026-06-24 Bergmann Anthony CHIEF FINANCIAL OFFICER Sale −400 $30.00 $12K 11,223
2026-06-24 Krasney Karen EVP, GENERAL COUNSEL Sale −400 $30.00 $12K 30,547
2026-06-22 Bergmann Anthony CHIEF FINANCIAL OFFICER Sale −500 $30.00 $15K 11,223
2026-06-22 Krasney Karen EVP, GENERAL COUNSEL Sale −500 $30.00 $15K 30,547
2026-05-01 Bergmann Anthony CHIEF FINANCIAL OFFICER Sale 10b5-1 −25,000 $31.70 $793K 8,223
2026-05-01 Krasney Karen EVP, GENERAL COUNSEL Sale 10b5-1 −25,000 $31.70 $793K 30,547
2026-04-02 Sabar Karimah Es Director Sale 10b5-1 −7,529 $32.00 $241K 0
2026-04-01 Sabar Karimah Es Director Sale 10b5-1 −53,735 $31.03 $1.7M 0
2026-03-31 Sabar Karimah Es Director Sale 10b5-1 −61,265 $30.17 $1.8M 0
2026-03-31 Bergmann Anthony CHIEF FINANCIAL OFFICER Sale 10b5-1 −25,000 $30.13 $753K 8,223
2026-03-31 Krasney Karen EVP, GENERAL COUNSEL Sale 10b5-1 −25,000 $30.12 $753K 30,547
2023-04-17 Avat Xavier Former CBO Sale −14,772 $64,258.00 $949.2M 0
2023-03-28 Avat Xavier FORMER CHIEF BUSINESS OFFICER Sale −3,000 $4.06 $12K 0
2022-06-29 Musket David B Director Sale −28,215 $3.77 $106K 12,747
2022-06-27 Musket David B Director Sale −17,775 $4.44 $79K 40,962

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