4
Changes in Ownership
CAPRICOR THERAPEUTICS, INC. Filed Acc 0001415889-23-006365
FORMER CHIEF BUSINESS OFFICER sold 3,000 shares at $4.06 ($12,180)
- FORMER CHIEF BUSINESS OFFICER gave up 70,019 shares (to pay taxes)
- FORMER CHIEF BUSINESS OFFICER acquired 84,791 shares (option exercise)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| Avat Xavier FORMER CHIEF BUSINESS OFFICER | 2023-03-28 | Sale | −3,000 | $4.06 | $12,180 | 0 | D |
| Avat Xavier FORMER CHIEF BUSINESS OFFICER | 2023-04-05 | Option exercise | +84,791 | $3.46 | $293,377 | 84,791 | D |
| Avat Xavier FORMER CHIEF BUSINESS OFFICER | 2023-04-05 | Shares withheld for taxes | −70,019 | $4.19 | $293,380 | 14,772 | D |
| Derivatives | |||||||
| Avat Xavier FORMER CHIEF BUSINESS OFFICER | 2023-04-05 | Option exercise · Stock Option (Right to Buy) | −84,791 | 0 | D | ||
| Open-market sales · 3,000 sh · avg $4.06 · $12,180 | |||||||
Loading xslF345X04/form4-04072023_050408.xml…