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CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company

CAPRICOR THERAPEUTICS, INC.

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Ticker
CAPR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(310) 358-3200
Business address
10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
Former names
Nile Therapeutics, Inc., SMI PRODUCTS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 97 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-06-25 Bergmann Anthony CHIEF FINANCIAL OFFICER Option exercise +24,100 $3.18 $77K 35,323
2026-06-25 Bergmann Anthony CHIEF FINANCIAL OFFICER Sale −24,100 $30.38 $732K 11,223
2026-06-25 Bergmann Anthony CHIEF FINANCIAL OFFICER Option exercise · Stock Option (Right to Buy) −24,100 91,980
2026-06-25 Krasney Karen EVP, GENERAL COUNSEL Option exercise +24,100 $3.18 $77K 54,647
2026-06-25 Krasney Karen EVP, GENERAL COUNSEL Sale −24,100 $30.38 $732K 30,547
2026-06-25 Krasney Karen EVP, GENERAL COUNSEL Option exercise · Stock Option (Right to Buy) −24,100 31,261
2026-06-24 Bergmann Anthony CHIEF FINANCIAL OFFICER Option exercise +400 $3.18 $1K 11,623
2026-06-24 Bergmann Anthony CHIEF FINANCIAL OFFICER Sale −400 $30.00 $12K 11,223
2026-06-24 Bergmann Anthony CHIEF FINANCIAL OFFICER Option exercise · Stock Option (Right to Buy) −400 116,080
2026-06-24 Krasney Karen EVP, GENERAL COUNSEL Option exercise +400 $3.18 $1K 30,947
2026-06-24 Krasney Karen EVP, GENERAL COUNSEL Sale −400 $30.00 $12K 30,547
2026-06-24 Krasney Karen EVP, GENERAL COUNSEL Option exercise · Stock Option (Right to Buy) −400 55,361
2026-06-22 Bergmann Anthony CHIEF FINANCIAL OFFICER Option exercise +500 $3.18 $2K 11,723
2026-06-22 Bergmann Anthony CHIEF FINANCIAL OFFICER Sale −500 $30.00 $15K 11,223
2026-06-22 Bergmann Anthony CHIEF FINANCIAL OFFICER Option exercise · Stock Option (Right to Buy) −500 116,480
2026-06-22 Krasney Karen EVP, GENERAL COUNSEL Option exercise +500 $3.18 $2K 31,047
2026-06-22 Krasney Karen EVP, GENERAL COUNSEL Sale −500 $30.00 $15K 30,547
2026-06-22 Krasney Karen EVP, GENERAL COUNSEL Option exercise · Stock Option (Right to Buy) −500 55,761
2026-05-26 Maurer Michael T CHIEF COMMERCIAL OFFICER Grant or award · Stock Option (Right to Buy) +80,000 80,000
2026-05-18 Bergmann Anthony CHIEF FINANCIAL OFFICER Option exercise +3,000 $1.39 $4K 11,223

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