4
Changes in Ownership
ASPEN AEROGELS INC Filed Acc 0001209191-14-042973
10% owner bought 3,134,965 shares at an average $8.67 ($27,177,883)
- 10% owner acquired 32,357 shares (conversion)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Conversion | +2,046 | 2,046 | I | ||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Conversion | +396 | 2,442 | I | ||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Conversion | +332 | 2,774 | I | ||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Conversion | +12 | 2,786 | I | ||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Conversion | +20,932 | 23,718 | I | ||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Conversion | +8,639 | 32,357 | I | ||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Purchase | +721,082 | $6.88 | $4,957,439 | 753,439 | I |
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Purchase | +295,023 | $6.88 | $2,028,283 | 1,048,462 | I |
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Purchase | +212,800 | $6.88 | $1,463,000 | 1,261,262 | I |
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Purchase | +422,146 | $6.88 | $2,902,254 | 1,683,408 | I |
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Purchase | +120,278 | $6.88 | $826,911 | 1,803,686 | I |
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Purchase | +1,363,636 | $11.00 | $14,999,996 | 3,167,322 | I |
| Derivatives | |||||||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Conversion · Series A Preferred Stock | −1,285,123 | 0 | I | ||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Conversion · Series A Preferred Stock | −249,952 | 0 | I | ||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Conversion · Series B Preferred Stock | −183,173 | 0 | I | ||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Conversion · Series C Preferred Stock | −10,000 | 0 | I | ||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Option exercise · Warrant to Purchase Series C Preferred Stock (right to buy) | −17,393,634 | 0 | I | ||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Option exercise · Series C Preferred Stock | +17,393,634 | 17,393,634 | I | ||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Sale · Series C Preferred Stock | −130,412 | $0.01 | $1,734 | 17,263,222 | I |
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Conversion · Series C Preferred Stock | −17,263,222 | 0 | I | ||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Option exercise · Warrant to Purchase Series C Preferred Stock (right to buy) | −7,179,110 | 0 | I | ||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Option exercise · Series C Preferred Stock | +7,179,110 | 7,179,110 | I | ||
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Sale · Series C Preferred Stock | −53,827 | $0.01 | $716 | 7,125,283 | I |
| GEORGE KAISER FAMILY FOUNDATION 10% owner | 2014-06-18 | Conversion · Series C Preferred Stock | −7,125,283 | 0 | I | ||
| Open-market purchases · 3,134,965 sh · avg $8.67 · $27,177,883 | |||||||
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