4
Changes in Ownership
ASPEN AEROGELS INC Filed Acc 0001209191-14-042942
Director acquired 57,627 shares (grant or award)
- Director acquired 1,444 shares (conversion)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| Prend David J Director | 2014-06-18 | Conversion | +152 | 215 | I | ||
| Prend David J Director | 2014-06-18 | Conversion | +32 | 247 | I | ||
| Prend David J Director | 2014-06-18 | Conversion | +1,001 | 1,248 | I | ||
| Prend David J Director | 2014-06-18 | Grant or award | +34,176 | $6.88 | $234,960 | 35,424 | I |
| Prend David J Director | 2014-06-18 | Conversion | +8 | 50 | I | ||
| Prend David J Director | 2014-06-18 | Conversion | +251 | 301 | I | ||
| Prend David J Director | 2014-06-18 | Grant or award | +8,585 | $6.88 | $59,022 | 8,886 | I |
| Prend David J Director | 2014-06-18 | Grant or award | +4,163 | $6.88 | $28,621 | 13,049 | I |
| Prend David J Director | 2014-06-18 | Grant or award | +8,076 | $6.88 | $55,523 | 21,125 | I |
| Prend David J Director | 2014-06-18 | Grant or award | +2,627 | $6.88 | $18,061 | 23,752 | I |
| Derivatives | |||||||
| Prend David J Director | 2014-06-18 | Conversion · Series A Preferred Stock | −96,535 | 0 | I | ||
| Prend David J Director | 2014-06-18 | Conversion · Series B Preferred Stock | −17,812 | 0 | I | ||
| Prend David J Director | 2014-06-18 | Conversion · Series B Preferred Stock | −4,207 | 0 | I | ||
| Prend David J Director | 2014-06-18 | Option exercise · Warrant to Purchase Series C Preferred Stock (right to buy) | −831,647 | 0 | I | ||
| Prend David J Director | 2014-06-18 | Option exercise · Series C Preferred Stock | +831,647 | 831,647 | I | ||
| Prend David J Director | 2014-06-18 | Shares withheld for taxes · Series C Preferred Stock | −6,236 | $0.01 | $83 | 825,411 | I |
| Prend David J Director | 2014-06-18 | Conversion · Series C Preferred Stock | −825,411 | 0 | I | ||
| Prend David J Director | 2014-06-18 | Option exercise · Warrant to Purchase Series C Preferred Stock (right to buy) | −208,921 | 0 | I | ||
| Prend David J Director | 2014-06-18 | Option exercise · Series C Preferred Stock | +208,921 | 208,921 | I | ||
| Prend David J Director | 2014-06-18 | Shares withheld for taxes · Series C Preferred Stock | −1,567 | $0.01 | $21 | 207,354 | I |
| Prend David J Director | 2014-06-18 | Conversion · Series C Preferred Stock | −207,354 | 0 | I | ||
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