4
Changes in Ownership
STATE STREET CORP Filed Acc 0000093751-16-000699
EVP, CLO and Secretary sold 2,926 shares at $77.38 ($226,414)
- EVP, CLO and Secretary returned 68,931 shares (to the company)
- EVP, CLO and Secretary acquired 74,457 shares (option exercise)
- EVP, CLO and Secretary gave up 2,600 shares (to pay taxes)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| CARP JEFFREY N EVP, CLO and Secretary | 2016-11-11 | Option exercise | +74,457 | $70.59 | $5,255,920 | 306,874 | D |
| CARP JEFFREY N EVP, CLO and Secretary | 2016-11-11 | Returned to the company | −68,931 | $76.25 | $5,255,989 | 237,943 | D |
| CARP JEFFREY N EVP, CLO and Secretary | 2016-11-11 | Shares withheld for taxes | −2,600 | $76.25 | $198,250 | 235,343 | D |
| CARP JEFFREY N EVP, CLO and Secretary | 2016-11-14 | Sale | −2,926 | $77.38 | $226,414 | 232,417 | D |
| Derivatives | |||||||
| CARP JEFFREY N EVP, CLO and Secretary | 2016-11-11 | Option exercise · Stock Appreciation Right | −74,457 | $70.59 | $5,255,920 | 0 | D |
| Open-market sales · 2,926 sh · avg $77.38 · $226,414 | |||||||
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