CIK 0000897802
SPECIAL OPPORTUNITIES FUND, INC.
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- SPE
- Exchange
- NYSE
- FY end
- Mar 31
- Incorporated
- MD
- Entity type
- other
- EIN
- 133702911
- Phone
- 414-765-4319
- Business address
- C/O ULTIMUS FUND SOLUTIONS, LLC, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
- Former names
- INSURED MUNICIPAL INCOME FUND INC, PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC
Securities
- SPE Fund, Inc Common Stock NYSE
- SPE-PC Fund Inc. 2.75% Convertible Preferred Stock, Series C NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 98 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2016-08-26 | HELLERMAN GERALD CCO | Option exercise · 3.50% Convertible Preferred Stock, Series B | +750 | $25.00 | $19K | 750 |
| 2016-08-26 | GOLDSTEIN PHILLIP Chairman and Secretary | Option exercise · Subscription Rights (right to buy) | −16,499 | 0 | ||
| 2016-08-26 | GOLDSTEIN PHILLIP Chairman and Secretary | Option exercise · 3.50% Convertible Preferred Stock, Series B | +16,499 | $25.00 | $412K | 16,499 |
| 2016-08-26 | GOLDSTEIN PHILLIP Chairman and Secretary | Option exercise · Subscription Rights (right to buy) | −842 | 0 | ||
| 2016-08-26 | GOLDSTEIN PHILLIP Chairman and Secretary | Option exercise · 3.50% Convertible Preferred Stock, Series B | +842 | $25.00 | $21K | 842 |
| 2016-08-26 | HELLERMAN GERALD CCO | Option exercise · Subscription Rights (right to buy) | −750 | 0 | ||
| 2016-08-26 | HELLERMAN GERALD CCO | Option exercise · 3.50% Convertible Preferred Stock, Series B | +750 | $25.00 | $19K | 750 |
| 2016-06-03 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +1 | $13.50 | $14 | 82,500 |
| 2016-06-02 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +752 | $13.50 | $10K | 82,499 |
| 2016-06-01 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +908 | $13.50 | $12K | 81,747 |
| 2016-04-01 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +4,000 | $13.06 | $52K | 4,213 |
| 2016-03-03 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +100 | $12.52 | $1K | 80,839 |
| 2016-03-02 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +100 | $12.47 | $1K | 80,739 |
| 2016-03-01 | HELLERMAN GERALD CCO and CFO | Purchase | +971 | $12.45 | $12K | 9,388 |
| 2016-02-03 | Dakos Andrew President | Purchase | +2,000 | $12.46 | $25K | 6,000 |
| 2016-01-06 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +2,500 | $12.95 | $32K | 80,639 |
| 2016-01-06 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +2,500 | $12.95 | $32K | 80,884 |
| 2016-01-05 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +245 | $13.03 | $3K | 78,139 |
| 2016-01-04 | HELLERMAN GERALD CCO and CFO | Purchase | +1,500 | $13.05 | $20K | 11,220 |
| 2015-12-08 | GOLDSTEIN PHILLIP Chairman and Secretary | Other disposition | −13,969 | 0 |
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