4
Changes in Ownership
SPECIAL OPPORTUNITIES FUND, INC. Filed Acc 0001144204-16-122014
Options or other derivatives
- Chairman and Secretary acquired 17,341 shares (option exercise)
- Chairman and Secretary acquired 17,341 shares (option exercise)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| Derivatives | |||||||
| GOLDSTEIN PHILLIP Chairman and Secretary | 2016-08-26 | Option exercise · Subscription Rights (right to buy) | −16,499 | 0 | D | ||
| GOLDSTEIN PHILLIP Chairman and Secretary | 2016-08-26 | Option exercise · 3.50% Convertible Preferred Stock, Series B | +16,499 | $25.00 | $412,475 | 16,499 | D |
| GOLDSTEIN PHILLIP Chairman and Secretary | 2016-08-26 | Option exercise · Subscription Rights (right to buy) | −842 | 0 | I | ||
| GOLDSTEIN PHILLIP Chairman and Secretary | 2016-08-26 | Option exercise · 3.50% Convertible Preferred Stock, Series B | +842 | $25.00 | $21,050 | 842 | I |
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