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CIK 0000720672 · Large accelerated filer

STIFEL FINANCIAL CORP

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Tickers
SF SFB
Exchange
NYSE
Industry
Security Brokers, Dealers & Flotation Companies
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
431273600
Phone
314-342-2000
Business address
ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102

Securities

  • SF Common Stock NYSE
  • SFB 5.20% Senior Notes due 2047 NYSE
  • SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
  • SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
  • SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
  1. 4 Open-market sale President sold 9 shares at $123.90 ($1,115)
  2. 4 Shares withheld for taxes Director gave up 11,981 shares (to pay taxes)
  3. 8-K Event Results of operations · Other events
  4. 4 Shares withheld for taxes Chief Operating Officer gave up 3,677 shares (to pay taxes)
  5. 4 Shares withheld for taxes Senior VP & General Counsel gave up 6,695 shares (to pay taxes)
  6. 4 Shares withheld for taxes CEO of Stifel Bank & Trust gave up 2,202 shares (to pay taxes)
  7. 4 Shares withheld for taxes Senior Vice President gave up 7,490 shares (to pay taxes)
  8. 4 Shares withheld for taxes Chief Executive Officer gave up 21,974 shares (to pay taxes)
  9. 4 Shares withheld for taxes Chief Financial Officer gave up 5,749 shares (to pay taxes)
  10. 4 Shares withheld for taxes President gave up 10,143 shares (to pay taxes)
  11. 4 Shares withheld for taxes Co-Head Fixed Inc Cap Mkts gave up 910 shares (to pay taxes)
  12. 4 Shares withheld for taxes Co Head FI Capital Markets gave up 840 shares (to pay taxes)
  13. 4 Shares withheld for taxes Co-Head Global Instl Eqty Adv gave up 10,456 shares (to pay taxes)
  14. 4 Gift Chief Executive Officer gave 10,000 shares (gift)
  15. 4 Gift President gave 10,000 shares (gift)
  16. 4 Gift Chief Operating Officer gave 750 shares (gift)
  17. 4 Gift Chief Financial Officer gave 395 shares (gift)
  18. 8-K Event Regulation FD disclosure
  19. 4 Gift Director gave 19,401 shares (gift)
  20. 4 Gift Chief Executive Officer gave 10,000 shares (gift)

Page 5 of 137 · 2,735 filings