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CIK 0000720672 · Large accelerated filer

STIFEL FINANCIAL CORP

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Tickers
SF SFB
Exchange
NYSE
Industry
Security Brokers, Dealers & Flotation Companies
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
431273600
Phone
314-342-2000
Business address
ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102

Securities

  • SF Common Stock NYSE
  • SFB 5.20% Senior Notes due 2047 NYSE
  • SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
  • SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
  • SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
  1. 4 Shares withheld for taxes Chief Executive Officer gave up 32,581 shares (to pay taxes)
  2. 4 Shares withheld for taxes Chief Operating Officer gave up 4,887 shares (to pay taxes)
  3. 4 Shares withheld for taxes Senior Vice President gave up 7,983 shares (to pay taxes)
  4. 4 Shares withheld for taxes President gave up 13,847 shares (to pay taxes)
  5. 4 Shares withheld for taxes Director gave up 18,879 shares (to pay taxes)
  6. 4 Shares withheld for taxes Senior VP & General Counsel gave up 4,241 shares (to pay taxes)
  7. 4 Shares withheld for taxes CEO of Stifel Bank & Trust gave up 3,261 shares (to pay taxes)
  8. 4 Shares withheld for taxes Chief Financial Officer gave up 3,463 shares (to pay taxes)
  9. 4 Shares withheld for taxes Director gave up 1,693 shares (to pay taxes)
  10. 13F-HR Other Quarterly Holdings of Institutional Investment Managers
  11. 8-K Event Material agreement · New debt or obligation
  12. 4 Open-market sale Co-Head Fixed Inc Cap Mkts sold 400 shares at $124.31 ($49,724)
  13. 4 Shares withheld for taxes Director gave up 260 shares (to pay taxes)
  14. 4 Shares withheld for taxes Chief Financial Officer gave up 691 shares (to pay taxes)
  15. 4 Shares withheld for taxes CEO of Stifel Bank & Trust gave up 694 shares (to pay taxes)
  16. 4 Shares withheld for taxes Senior VP & General Counsel gave up 931 shares (to pay taxes)
  17. 4 Shares withheld for taxes Chief Operating Officer gave up 995 shares (to pay taxes)
  18. 4 Shares withheld for taxes Director gave up 3,522 shares (to pay taxes)
  19. 4 Shares withheld for taxes Chief Executive Officer gave up 5,525 shares (to pay taxes)
  20. 4 Shares withheld for taxes Senior Vice President gave up 1,315 shares (to pay taxes)

Page 4 of 137 · 2,735 filings