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CIK 0001509261 · Non-accelerated filer<br>Smaller reporting company

Rezolute, Inc.

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Ticker
RZLT
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Jun 30
Incorporated
NV
Entity type
operating
EIN
273440894
Phone
650-206-4507
Business address
275 SHORELINE DRIVE, SUITE 500, REDWOOD CITY, CA, 94065
Former names
AntriaBio, Inc., FITS MY STYLE INC
  1. 4 Gift CFO gave 16,000 shares (gift)
  2. 4 Shares withheld for taxes Chief Commercial Officer gave up 2,267 shares (to pay taxes)
  3. 4 Shares withheld for taxes Chief Medical Officer gave up 3,062 shares (to pay taxes)
  4. 4 Shares withheld for taxes CEO gave up 8,004 shares (to pay taxes)
  5. 4 Shares withheld for taxes CFO gave up 3,062 shares (to pay taxes)
  6. 4 Open-market buy CFO bought 10,000 shares at $2.85 ($28,500)
  7. 4 Shares withheld for taxes Chief Medical Officer gave up 11,439 shares (to pay taxes)
  8. 4 Shares withheld for taxes CFO gave up 11,438 shares (to pay taxes)
  9. 4 Shares withheld for taxes CEO gave up 27,618 shares (to pay taxes)
  10. 4 Open-market buy Director bought 5,650 shares at $1.69 ($9,549)
  11. 4 Open-market buy Chief Medical Officer bought 28,000 shares at $1.70 ($47,600)
  12. 4 Open-market buy CFO bought 45,000 shares at an average $1.77 ($79,578)
  13. 4 Open-market buy CEO bought 32,000 shares at $1.59 ($50,880)
  14. 4 Open-market buy Chief Commercial Officer bought 12,100 shares at an average $1.62 ($19,599)
  15. 4 Grant or award Chief Medical Officer acquired 123,000 shares (grant or award)
  16. 4 Grant or award Chief Commercial Officer acquired 32,000 shares (grant or award)
  17. 4 Grant or award CEO acquired 317,000 shares (grant or award)
  18. 4 Grant or award CFO acquired 107,000 shares (grant or award)
  19. 4 Grant or award Director acquired 21,000 shares (grant or award)
  20. 4 Grant or award Director acquired 21,000 shares (grant or award)

Page 1 of 11 · 208 filings