CIK 0001653384 · Accelerated filer<br>Emerging growth company
Runway Growth Finance Corp.
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- RWAY RWAYI RWAYL RWAYM
- Exchange
- Nasdaq
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 475049745
- Phone
- (312) 281-6270
- Business address
- 205 N. MICHIGAN AVE., SUITE 4200, CHICAGO, IL, 60601
- Former names
- Runway Growth Credit Fund Inc., GSV Growth Credit Fund Inc.
Securities
- RWAY Common Stock Nasdaq
- RWAYI 7.25% Notes due 2031 Nasdaq
- RWAYL 7.50% Notes due 2027 Nasdaq
- RWAYM 7.75% Notes Due 2031 Nasdaq
- Open-market buys, last 90 days
- $163,165
- in 3 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$163,165. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 31 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2019-01-02 | Raterman Thomas B. CFO, Treasurer and Secretary | Purchase | +1,013.75 | $15.00 | $15K | 1,013.75 |
| 2019-01-02 | Raterman Thomas B. CFO, Treasurer and Secretary | Purchase | +790.65 | $15.19 | $12K | 2,818.08 |
| 2019-01-02 | Raterman Thomas B. CFO, Treasurer and Secretary | Purchase | +2,135.25 | $15.19 | $32K | 2,878.21 |
| 2019-01-02 | Raterman Thomas B. CFO, Treasurer and Secretary | Purchase | +395.29 | $15.19 | $6K | 1,409.04 |
| 2019-01-02 | Carilion Clinic 10% owner | Purchase | +395,305.66 | $15.19 | $6.0M | 1,409,038.32 |
| 2019-01-02 | Kovacs Gary Director | Purchase | +7,906.13 | $15.19 | $120K | 28,180.77 |
| 2019-01-02 | Persily Julie Director | Purchase | +2,371.87 | $15.19 | $36K | 8,454.23 |
| 2019-01-02 | Retirement Plan of Carilion Clinic 10% owner | Purchase | +395,305.66 | $15.19 | $6.0M | 1,409,038.32 |
| 2019-01-02 | Solimene Lewis Director | Purchase | +2,371.87 | $15.19 | $36K | 8,454.23 |
| 2019-01-02 | SPRENG R DAVID President and CEO | Purchase | +1,013.75 | $15.00 | $15K | 1,013.75 |
| 2019-01-02 | SPRENG R DAVID President and CEO | Purchase | +2,135.25 | $15.19 | $32K | 2,878.21 |
| 2019-01-02 | SPRENG R DAVID President and CEO | Purchase | +395.29 | $15.19 | $6K | 1,409.04 |
| 2019-01-02 | SPRENG R DAVID President and CEO | Purchase | +4,190.78 | $15.19 | $64K | 5,942.99 |
| 2019-01-02 | OCM Growth Holdings LLC Director | Purchase | +2,192,658.09 | $15.19 | $33.3M | 7,815,569.17 |
| 2018-09-14 | Kovacs Gary Director | Purchase | +3,630.56 | $15.02 | $55K | 19,814.4 |
| 2018-09-14 | Retirement Plan of Carilion Clinic 10% owner | Purchase | +181,529.76 | $15.02 | $2.7M | 990,720.32 |
| 2018-09-14 | Solimene Lewis Director | Purchase | +1,089.15 | $15.02 | $16K | 5,944.28 |
| 2018-09-14 | Persily Julie Director | Purchase | +1,089.15 | $15.02 | $16K | 5,944.28 |
| 2018-09-14 | Carilion Clinic 10% owner | Purchase | +181,529.76 | $15.02 | $2.7M | 990,720.32 |
| 2018-09-14 | Raterman Thomas B. CFO, Treasurer and Secretary | Purchase | +363.05 | $15.02 | $5K | 1,981.41 |
Page 11 of 12 · 227 trades