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CIK 0001464790 · Accelerated filer<br>Smaller reporting company

BRC Group Holdings, Inc.

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Tickers
RILY RILYG RILYT RILYZ
Exchange
Nasdaq
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
270223495
Phone
818-884-3737
Business address
11100 SANTA MONICA BLVD, SUITE 800, LOS ANGELES, CA, 90025
Former names
BRC Group Holdings, Inc., B. Riley Financial, Inc., Great American Group, Inc.

Securities

  • RILY Common Stock Nasdaq
  • RILYG 5.00% Senior Notes due 2026 Nasdaq
  • RILYT 6.00% Senior Notes Due 2028 Nasdaq
  • RILYZ 5.25% Senior Notes due 2028 Nasdaq
  • RILYL Depositary Shares, each representing a 1/1000th fractional interest in a share of Series B Cumulative Perpetual Preferred Stock Nasdaq
  • RILYP Depositary Shares, each representing a 1/1000th fractional interest in a share of Series A Cumulative Perpetual Preferred Stock Nasdaq
  1. 4 Shares withheld for taxes Chairman and Co-CEO gave up 5,679 shares (to pay taxes)
  2. 4 Shares withheld for taxes SVP, Chief Accounting Officer gave up 670 shares (to pay taxes)
  3. 4 Shares withheld for taxes CFO & Chief Operating Officer gave up 2,464 shares (to pay taxes)
  4. 4 Shares withheld for taxes Co-CEO gave up 5,679 shares (to pay taxes)
  5. 8-K Event Other events
  6. 4 Grant or award Co-CEO acquired 83,087 shares (grant or award)
  7. 4 Grant or award CFO & Chief Operating Officer acquired 42,087 shares (grant or award)
  8. 4 Grant or award SVP, Chief Accounting Officer acquired 23,740 shares (grant or award)
  9. 4 Grant or award Chairman and Co-CEO acquired 83,086 shares (grant or award)
  10. 4 Grant or award CEO B. Riley Securities, Inc. acquired 44,511 shares (grant or award)
  11. 4 Grant or award EVP, General Counsel, Sec acquired 23,739 shares (grant or award)
  12. SC 13G/A Stake Amended Statement of Ownership
  13. NT 10-K Other NT 10-K
  14. 8-K Event Results of operations
  15. SC 13G/A Stake Amended Statement of Ownership
  16. SC 13G Stake Amended Statement of Ownership
  17. SC 13G/A Stake Amended Statement of Ownership
  18. 13F-HR Other Quarterly Holdings of Institutional Investment Managers
  19. SC 13D/A Stake Beneficial Ownership Report
  20. 4 Open-market sale 10% owner sold 3,609,763 shares at $11.00 ($39,707,393)

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