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CIK 0001491419 · Non-accelerated filer<br>Smaller reporting company

LiveOne, Inc.

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Ticker
LVO
Exchange
Nasdaq
Industry
Retail-Eating Places
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
980657263
Phone
(310) 601-2505
Business address
269 SOUTH BEVERLY DRIVE, SUITE 1450, BEVERLY HILLS, CA, 90212
Former names
LiveXLive Media, Inc., LOTON, CORP
  1. 8-K Event Executive or director change · Bylaws or fiscal year change
  2. 8-K Event Executive or director change · Regulation FD disclosure · Other events
  3. 3 Insider Initial Statement of Ownership
  4. 8-K Event Executive or director change · Regulation FD disclosure
  5. 8-K Event Material agreement · Acquisition or sale completed · Unregistered share sale · Regulation FD disclosure · Other events
  6. 4 Open-market buy CEO & Chairman bought 200 shares at $3.25 ($650)
  7. 4 Open-market buy CEO & Chairman bought 700 shares at an average $2.97 ($2,076)
  8. 4 Open-market buy CFO, EVP & Secretary bought 19,255 shares at $2.90 ($55,807)
  9. 4 Open-market buy CEO & Chairman bought 4,400 shares at an average $2.90 ($12,752)
  10. 4 Open-market buy CEO & Chairman bought 1,900 shares at an average $2.69 ($5,120)
  11. 4 Open-market buy CEO & Chairman bought 3,700 shares at an average $2.53 ($9,349)
  12. 3 Insider Initial Statement of Ownership
  13. 4 Open-market buy CEO & Chairman bought 1,800 shares at an average $2.40 ($4,316)
  14. 4 Open-market buy CEO & Chairman bought 2,400 shares at an average $2.50 ($6,008)
  15. 4 Other disposition Senior EVP disposed of 13,929 shares (other)
  16. 4 Open-market buy CEO & Chairman bought 9,000 shares at an average $2.39 ($21,550)
  17. 4 Open-market buy Director bought 5,000 shares at an average $2.38 ($11,878)
  18. 4 Open-market buy CEO & Chairman bought 18,867 shares at an average $2.19 ($41,298)
  19. 4 Open-market buy CEO & Chairman bought 43,853 shares at an average $1.93 ($84,555)
  20. 8-K Event Material agreement · Unregistered share sale · Executive or director change · Regulation FD disclosure

Page 16 of 36 · 709 filings