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CIK 0001491419 · Non-accelerated filer<br>Smaller reporting company

LiveOne, Inc.

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Ticker
LVO
Exchange
Nasdaq
Industry
Retail-Eating Places
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
980657263
Phone
(310) 601-2505
Business address
269 SOUTH BEVERLY DRIVE, SUITE 1450, BEVERLY HILLS, CA, 90212
Former names
LiveXLive Media, Inc., LOTON, CORP
  1. 4 Derivatives Options or other derivatives
  2. 8-K Event Material agreement · Agreement ended · New debt or obligation · Unregistered share sale
  3. 3 Insider Initial Statement of Ownership
  4. 8-K Event Executive or director change · Regulation FD disclosure
  5. 8-K Event Regulation FD disclosure
  6. 8-K Event Results of operations
  7. 8-K Event Executive or director change
  8. 4 Open-market buy CEO & Chairman bought 10,000 shares at an average $4.04 ($40,355)
  9. 4 Other disposition Senior EVP disposed of 20,000 shares (other)
  10. 4 Open-market buy CEO & Chairman bought 3,000 shares at $4.60 ($13,800)
  11. 4 Open-market buy Director bought 10,000 shares at $4.10 ($41,000)
  12. D/A Other Amended Notice of Exempt Offering of Securities
  13. D Other Notice of Sales of Unregistered Securities
  14. 4 Open-market buy Director bought 5,710 shares at $3.50 ($19,985)
  15. 4 Open-market buy CEO & Chairman bought 700 shares at an average $3.87 ($2,708)
  16. 8-K Event Regulation FD disclosure
  17. 4 Open-market buy CEO & Chairman bought 6,100 shares at an average $4.19 ($25,560)
  18. 10-Q Report Quarterly Report
  19. 8-K Event Results of operations · Regulation FD disclosure
  20. SC 13G/A Stake Amended Statement of Ownership

Page 15 of 36 · 709 filings