CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
Sign in to watch- Ticker
- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −25 | $337.58 | $8K | 18,360 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −121 | $340.01 | $41K | 18,239 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −190 | $340.83 | $65K | 18,049 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −79 | $341.89 | $27K | 17,970 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −47 | $342.88 | $16K | 17,923 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −150 | $343.98 | $52K | 17,773 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −3 | $344.67 | $1K | 17,770 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −1 | $345.44 | $345 | 17,769 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −106 | $347.46 | $37K | 17,663 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −11 | $348.04 | $4K | 17,652 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −32 | $349.60 | $11K | 17,620 |
| 2025-09-05 | Field Emily Group Managing Director | Grant or award | +817 | 817 | ||
| 2025-09-02 | Jambusaria Aneri Group Managing Director | Sale 10b5-1 | −80 | $361.25 | $29K | 5,582 |
| 2025-08-29 | Thomas Corey E. Director | Grant or award | +4 | 13,830 | ||
| 2025-08-29 | SCHIFTER RICHARD P Director | Grant or award | +14 | 39,210.83 | ||
| 2025-08-29 | Putnam James S Director | Grant or award | +7 | 136,651.5 | ||
| 2025-08-29 | Mnookin Allison Director | Grant or award | +2 | 11,041 | ||
| 2025-08-29 | Glavin William Francis Jr Director | Grant or award | +10 | 23,312 | ||
| 2025-08-29 | EBERHART PAULETT Director | Grant or award | +4 | 17,034 | ||
| 2025-08-29 | BERNARD EDWARD C Director | Grant or award | +3 | 15,188 |
Page 8 of 62 · 1,239 trades