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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-03-13 White George Burton Managing Director Sale −4,200 $65.79 $276K 25,505
2018-03-13 White George Burton Managing Director Shares withheld for taxes −704 $64.99 $46K 24,801
2018-03-13 White George Burton Managing Director Option exercise · Option to purchase Common Stock +25,000 0
2018-03-13 Oroschakoff Michelle Managing Director Shares withheld for taxes −485 $64.99 $32K 19,861.15
2018-03-13 Morrissey William P. Jr. Managing Director Shares withheld for taxes −400 $64.99 $26K 18,091
2018-03-13 Larsen Sallie R. Managing Director Shares withheld for taxes −329 $64.99 $21K 18,082
2018-03-13 Gooley Thomas Managing Director Shares withheld for taxes −960 $64.99 $62K 22,910
2018-03-13 Calder Tracy Managing Director Shares withheld for taxes −253 $64.99 $16K 27,644

Page 73 of 73 · 1,448 trades