CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2018-05-18 | MULCAHY ANNE M Director | Grant or award | +2,463 | 22,803 | ||
| 2018-05-18 | Glavin William Francis Jr Director | Grant or award | +2,463 | 7,703 | ||
| 2018-05-18 | Glavin William Francis Jr Director | Grant or award | +1,271 | 8,974 | ||
| 2018-05-18 | EBERHART PAULETT Director | Grant or award | +2,463 | 13,725 | ||
| 2018-05-18 | DINH VIET D Director | Grant or award | +2,463 | 15,994 | ||
| 2018-05-18 | DINH VIET D Director | Grant or award | +1,271 | 17,265 | ||
| 2018-05-11 | Oroschakoff Michelle Managing Director | Sale | −6,050 | $69.58 | $421K | 13,811.15 |
| 2018-05-07 | Calder Tracy Managing Director | Sale | −7,388 | $64.54 | $477K | 20,256 |
| 2018-03-23 | SCHIFTER RICHARD P Director | Grant or award | +13 | 37,463.83 | ||
| 2018-03-23 | SCHIFTER RICHARD P Director | Grant or award | +30 | 37,493.83 | ||
| 2018-03-23 | RIEPE JAMES S Director | Grant or award | +22 | 79,111 | ||
| 2018-03-23 | Putnam James S Director | Grant or award | +13 | 122,250.5 | ||
| 2018-03-23 | Putnam James S Director | Grant or award | +30 | 122,280.5 | ||
| 2018-03-23 | Glavin William Francis Jr Director | Grant or award | +13 | 5,232 | ||
| 2018-03-23 | Glavin William Francis Jr Director | Grant or award | +8 | 5,240 | ||
| 2018-03-23 | DINH VIET D Director | Grant or award | +13 | 13,501 | ||
| 2018-03-23 | DINH VIET D Director | Grant or award | +30 | 13,531 | ||
| 2018-03-14 | Kalbaugh John Andrew Managing Director | Sale | −1,398 | $64.76 | $91K | 24,318 |
| 2018-03-13 | White George Burton Managing Director | Option exercise | +25,000 | $18.04 | $451K | 50,505 |
| 2018-03-13 | White George Burton Managing Director | Sale | −20,800 | $65.34 | $1.4M | 29,705 |
Page 72 of 73 · 1,448 trades