CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2018-08-01 | Arnold Dan H. President & CEO | Option exercise · Option to purchase Common Stock | −3,226 | 36,774 | ||
| 2018-06-14 | Kalbaugh John Andrew Managing Director | Sale | −1,627 | $70.20 | $114K | 22,691 |
| 2018-06-13 | Gooley Thomas Managing Director | Shares withheld for taxes | −484 | $70.49 | $34K | 22,426 |
| 2018-06-10 | White George Burton Managing Director | Shares withheld for taxes | −327 | $71.05 | $23K | 24,474 |
| 2018-06-01 | SCHIFTER RICHARD P Director | Grant or award | +8 | 41,235.83 | ||
| 2018-06-01 | SCHIFTER RICHARD P Director | Grant or award | +40 | 41,275.83 | ||
| 2018-06-01 | RIEPE JAMES S Director | Grant or award | +8 | 82,853 | ||
| 2018-06-01 | RIEPE JAMES S Director | Grant or award | +22 | 82,875 | ||
| 2018-06-01 | Putnam James S Director | Grant or award | +36 | 124,779.5 | ||
| 2018-06-01 | Glavin William Francis Jr Director | Grant or award | +8 | 8,982 | ||
| 2018-06-01 | Glavin William Francis Jr Director | Grant or award | +22 | 9,004 | ||
| 2018-06-01 | EBERHART PAULETT Director | Grant or award | +8 | 13,733 | ||
| 2018-06-01 | DINH VIET D Director | Grant or award | +8 | 17,273 | ||
| 2018-06-01 | DINH VIET D Director | Grant or award | +40 | 17,313 | ||
| 2018-06-01 | Mnookin Allison Director | Grant or award | +2,131 | 2,131 | ||
| 2018-05-18 | SCHIFTER RICHARD P Director | Grant or award | +2,463 | 39,956.83 | ||
| 2018-05-18 | SCHIFTER RICHARD P Director | Grant or award | +1,271 | 41,227.83 | ||
| 2018-05-18 | RIEPE JAMES S Director | Grant or award | +2,463 | 81,574 | ||
| 2018-05-18 | RIEPE JAMES S Director | Grant or award | +1,271 | 82,845 | ||
| 2018-05-18 | Putnam James S Director | Grant or award | +2,463 | 124,743.5 |
Page 71 of 73 · 1,448 trades