CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-11-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −205 | $374.00 | $77K | 16,602 |
| 2025-11-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −230 | $374.86 | $86K | 16,372 |
| 2025-11-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −267 | $375.80 | $100K | 16,105 |
| 2025-11-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −293 | $377.01 | $110K | 15,812 |
| 2025-11-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −234 | $378.24 | $89K | 15,578 |
| 2025-11-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −169 | $379.58 | $64K | 15,409 |
| 2025-11-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −39 | $380.12 | $15K | 15,370 |
| 2025-10-06 | Gates Greg Group Managing Director | Sale 10b5-1 | −141 | $312.15 | $44K | 17,479 |
| 2025-10-06 | Gates Greg Group Managing Director | Sale 10b5-1 | −266 | $313.20 | $83K | 17,213 |
| 2025-10-06 | Gates Greg Group Managing Director | Sale 10b5-1 | −109 | $314.04 | $34K | 17,104 |
| 2025-10-06 | Gates Greg Group Managing Director | Sale 10b5-1 | −132 | $315.09 | $42K | 16,972 |
| 2025-10-06 | Gates Greg Group Managing Director | Sale 10b5-1 | −102 | $320.27 | $33K | 16,870 |
| 2025-09-09 | Reeping Katharine Principal Accounting Officer | Shares withheld for taxes | −56 | $339.97 | $19K | 1,971.91 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −91 | $329.17 | $30K | 19,029 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −11 | $330.12 | $4K | 19,018 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −79 | $331.83 | $26K | 18,939 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −326 | $332.90 | $109K | 18,613 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −28 | $334.53 | $9K | 18,585 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −72 | $335.84 | $24K | 18,513 |
| 2025-09-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −128 | $337.13 | $43K | 18,385 |
Page 7 of 62 · 1,239 trades