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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-02-04 Gooley Thomas Managing Director Sale −40,340 $74.81 $3.0M 24,392
2019-02-04 Gooley Thomas Managing Director Sale −3,100 $75.06 $233K 21,292
2019-02-04 Gooley Thomas Managing Director Option exercise · Option to purchase Common Stock −20,576 0
2019-02-04 Gooley Thomas Managing Director Option exercise · Option to purchase Common Stock −15,938 7,969
2019-02-04 Gooley Thomas Managing Director Option exercise · Option to purchase Common Stock −6,926 13,852
2019-01-16 Arnold Dan H. President & CEO Option exercise +36,774 $34.61 $1.3M 269,760.94
2019-01-16 Arnold Dan H. President & CEO Sale −36,774 $70.00 $2.6M 232,986.94
2019-01-16 Arnold Dan H. President & CEO Option exercise · Option to purchase Common Stock −36,774 0
2019-01-10 White George Burton Managing Director Option exercise +23,892 $22.08 $528K 50,581
2019-01-10 White George Burton Managing Director Sale −23,892 $66.00 $1.6M 26,689
2019-01-10 White George Burton Managing Director Option exercise +3,000 $23.41 $70K 29,689
2019-01-10 White George Burton Managing Director Option exercise · Option to purchase Common Stock −23,892 0
2019-01-10 White George Burton Managing Director Option exercise · Option to purchase Common Stock −3,000 12,000
2018-12-12 RIEPE JAMES S Director Option exercise +4,500 $18.04 $81K 87,442
2018-12-12 RIEPE JAMES S Director Option exercise +4,500 $19.74 $89K 91,942
2018-12-12 RIEPE JAMES S Director Option exercise +4,500 $23.02 $104K 96,442
2018-12-12 RIEPE JAMES S Director Sale −4,517 $60.69 $274K 91,925
2018-12-12 RIEPE JAMES S Director Option exercise · Option to purchase Common Stock −4,500 0
2018-12-12 RIEPE JAMES S Director Option exercise · Option to purchase Common Stock −4,500 0
2018-12-12 RIEPE JAMES S Director Option exercise · Option to purchase Common Stock −4,500 0

Page 68 of 73 · 1,448 trades