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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-02-26 Arnold Dan H. President & CEO Gift −3,226 229,760.94
2019-02-26 Arnold Dan H. President & CEO Option exercise +6,198 $32.26 $200K 235,958.94
2019-02-26 Arnold Dan H. President & CEO Sale −7,113 $77.34 $550K 228,845.94
2019-02-26 Arnold Dan H. President & CEO Option exercise · Option to purchase Common Stock −6,198 20,969
2019-02-25 White George Burton Managing Director Shares withheld for taxes −2,672 $77.53 $207K 26,545
2019-02-25 White George Burton Managing Director Grant or award +2,968 29,513
2019-02-25 White George Burton Managing Director Grant or award · Option to purchase Common Stock +8,909 8,909
2019-02-25 Steinmeier Richard Managing Director Grant or award +2,450 32,593
2019-02-25 Steinmeier Richard Managing Director Grant or award · Option to purchase Common Stock +7,355 7,355
2019-02-25 Seese Scott Managing Director Grant or award +4,094 24,796
2019-02-25 Seese Scott Managing Director Grant or award · Option to purchase Common Stock +12,289 12,289
2019-02-25 Oroschakoff Michelle Managing Director Grant or award +2,559 16,370.15
2019-02-25 Oroschakoff Michelle Managing Director Grant or award · Option to purchase Common Stock +7,680 7,680
2019-02-25 Larsen Sallie R. Managing Director Shares withheld for taxes −1,429 $77.53 $111K 16,148
2019-02-25 Larsen Sallie R. Managing Director Grant or award +1,944 18,092
2019-02-25 Larsen Sallie R. Managing Director Grant or award · Option to purchase Common Stock +5,837 5,837
2019-02-25 Kalbaugh John Andrew Managing Director Shares withheld for taxes −2,585 $77.53 $200K 19,691
2019-02-25 Kalbaugh John Andrew Managing Director Grant or award +2,448 22,139
2019-02-25 Kalbaugh John Andrew Managing Director Grant or award · Option to purchase Common Stock +7,349 7,349
2019-02-25 Gooley Thomas Managing Director Shares withheld for taxes −2,451 $77.53 $190K 18,275

Page 66 of 73 · 1,448 trades