Sign in

CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

Sign in to watch
Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-05-09 RIEPE JAMES S Director Grant or award +2,074 94,029
2019-05-09 RIEPE JAMES S Director Grant or award +1,070 95,099
2019-05-09 Putnam James S Director Grant or award +2,074 126,967.5
2019-05-09 MULCAHY ANNE M Director Grant or award +2,074 24,877
2019-05-09 MULCAHY ANNE M Director Grant or award +1,070 25,947
2019-05-09 Mnookin Allison Director Grant or award +2,074 4,205
2019-05-09 Glavin William Francis Jr Director Grant or award +2,074 11,173
2019-05-09 Glavin William Francis Jr Director Grant or award +1,070 12,243
2019-05-09 EBERHART PAULETT Director Grant or award +2,074 15,833
2019-05-08 Calder Tracy Managing Director Sale −500 $84.25 $42K 9,589
2019-05-03 Arnold Dan H. President & CEO Option exercise +1,222 $32.26 $39K 230,067.94
2019-05-03 Arnold Dan H. President & CEO Sale −1,222 $85.00 $104K 228,845.94
2019-05-03 Arnold Dan H. President & CEO Option exercise · Option to purchase Common Stock −1,222 19,747
2019-03-29 SCHIFTER RICHARD P Director Grant or award +8 41,388.83
2019-03-29 SCHIFTER RICHARD P Director Grant or award +40 41,428.83
2019-03-29 RIEPE JAMES S Director Grant or award +8 91,933
2019-03-29 RIEPE JAMES S Director Grant or award +22 91,955
2019-03-29 Putnam James S Director Grant or award +36 124,893.5
2019-03-29 Glavin William Francis Jr Director Grant or award +8 9,077
2019-03-29 Glavin William Francis Jr Director Grant or award +22 9,099

Page 64 of 73 · 1,448 trades