CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2019-08-05 | Audette Matthew J Chief Financial Officer | Sale | −3,687 | $77.11 | $284K | 18,443 |
| 2019-06-13 | Kalbaugh John Andrew Managing Director | Shares withheld for taxes | −716 | $84.64 | $61K | 20,807 |
| 2019-06-03 | Thomas Corey E. Director | Grant or award | +6 | 3,150 | ||
| 2019-06-03 | Thomas Corey E. Director | Grant or award | +3 | 3,153 | ||
| 2019-06-03 | SCHIFTER RICHARD P Director | Grant or award | +6 | 44,578.83 | ||
| 2019-06-03 | SCHIFTER RICHARD P Director | Grant or award | +45 | 44,623.83 | ||
| 2019-06-03 | RIEPE JAMES S Director | Grant or award | +6 | 95,105 | ||
| 2019-06-03 | RIEPE JAMES S Director | Grant or award | +29 | 95,134 | ||
| 2019-06-03 | Putnam James S Director | Grant or award | +32 | 126,999.5 | ||
| 2019-06-03 | Glavin William Francis Jr Director | Grant or award | +6 | 12,249 | ||
| 2019-06-03 | Glavin William Francis Jr Director | Grant or award | +29 | 12,278 | ||
| 2019-06-03 | EBERHART PAULETT Director | Grant or award | +7 | 15,840 | ||
| 2019-05-28 | Oroschakoff Michelle Managing Director | Option exercise | +6,000 | $36.88 | $221K | 15,563.15 |
| 2019-05-28 | Oroschakoff Michelle Managing Director | Sale | −6,000 | $84.51 | $507K | 9,563.15 |
| 2019-05-28 | Oroschakoff Michelle Managing Director | Option exercise · Option to purchase Common Stock | −6,000 | 4,734 | ||
| 2019-05-17 | Audette Matthew J Chief Financial Officer | Gift | −2,000 | 30,943 | ||
| 2019-05-09 | Thomas Corey E. Director | Grant or award | +2,074 | 2,074 | ||
| 2019-05-09 | Thomas Corey E. Director | Grant or award | +1,070 | 3,144 | ||
| 2019-05-09 | SCHIFTER RICHARD P Director | Grant or award | +2,074 | 43,502.83 | ||
| 2019-05-09 | SCHIFTER RICHARD P Director | Grant or award | +1,070 | 44,572.83 |
Page 63 of 73 · 1,448 trades