CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-12-05 | Steinmeier Richard Chief Executive Officer | Sale 10b5-1 | −1,040 | $370.62 | $385K | 12,829 |
| 2025-12-05 | Steinmeier Richard Chief Executive Officer | Sale 10b5-1 | −2,450 | $371.23 | $910K | 10,379 |
| 2025-12-05 | Steinmeier Richard Chief Executive Officer | Sale 10b5-1 | −779 | $372.20 | $290K | 9,600 |
| 2025-12-05 | Steinmeier Richard Chief Executive Officer | Sale 10b5-1 | −274 | $373.20 | $102K | 9,326 |
| 2025-12-05 | Steinmeier Richard Chief Executive Officer | Gift 10b5-1 | −275 | 16,812.7 | ||
| 2025-12-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −46 | $367.95 | $17K | 15,324 |
| 2025-12-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −34 | $368.70 | $13K | 15,290 |
| 2025-12-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −136 | $370.44 | $50K | 15,154 |
| 2025-12-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −410 | $371.20 | $152K | 14,744 |
| 2025-12-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −85 | $372.32 | $32K | 14,659 |
| 2025-12-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −39 | $373.09 | $15K | 14,620 |
| 2025-12-01 | Thomas Corey E. Director | Grant or award | +4 | 13,834 | ||
| 2025-12-01 | SCHIFTER RICHARD P Director | Grant or award | +14 | 39,224.83 | ||
| 2025-12-01 | Putnam James S Director | Grant or award | +7 | 136,658.5 | ||
| 2025-12-01 | Mnookin Allison Director | Grant or award | +2 | 11,043 | ||
| 2025-12-01 | Jambusaria Aneri Group Managing Director | Sale 10b5-1 | −80 | $352.48 | $28K | 5,502 |
| 2025-12-01 | Glavin William Francis Jr Director | Grant or award | +10 | 23,322 | ||
| 2025-12-01 | EBERHART PAULETT Director | Grant or award | +4 | 17,038 | ||
| 2025-12-01 | BERNARD EDWARD C Director | Grant or award | +3 | 15,191 | ||
| 2025-11-05 | Gates Greg Group Managing Director | Sale 10b5-1 | −63 | $372.62 | $23K | 16,807 |
Page 6 of 62 · 1,239 trades