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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-02-23 White George Burton Managing Director Shares withheld for taxes −351 $94.86 $33K 28,458
2020-02-23 Seese Scott Managing Director Shares withheld for taxes −463 $94.86 $44K 19,200
2020-02-23 Oroschakoff Michelle Managing Director Shares withheld for taxes −353 $94.86 $33K 9,210.15
2020-02-23 Larsen Sallie R. Managing Director Shares withheld for taxes −254 $94.86 $24K 17,531
2020-02-23 Kalbaugh John Andrew Managing Director Shares withheld for taxes −415 $94.86 $39K 29,479
2020-02-23 Enyedi Matthew Managing Director Shares withheld for taxes −159 $94.86 $15K 2,538
2020-02-23 Audette Matthew J Chief Financial Officer Shares withheld for taxes −616 $94.86 $58K 17,827
2020-02-14 Arnold Dan H. President & CEO Sale −6,468 $94.88 $614K 197,132.94
2020-02-13 Oroschakoff Michelle Managing Director Option exercise +5,000 $48.09 $240K 14,563.15
2020-02-13 Oroschakoff Michelle Managing Director Sale −5,000 $94.95 $475K 9,563.15
2020-02-13 Oroschakoff Michelle Managing Director Option exercise · Option to purchase Common Stock −5,000 12,913
2020-01-27 Kalbaugh John Andrew Managing Director Option exercise +64,380 $19.85 $1.3M 94,274
2020-01-27 Kalbaugh John Andrew Managing Director Sale −64,380 $92.94 $6.0M 29,894
2020-01-27 Kalbaugh John Andrew Managing Director Option exercise · Option to purchase Common Stock −64,380 0
2019-12-06 White George Burton Managing Director Option exercise +20,703 $32.26 $668K 49,512
2019-12-06 White George Burton Managing Director Sale −20,482 $92.30 $1.9M 29,030
2019-12-06 White George Burton Managing Director Sale −221 $92.70 $20K 28,809
2019-12-06 White George Burton Managing Director Option exercise · Option to purchase Common Stock −20,703 6,198
2019-11-25 Calder Tracy Managing Director Option exercise +13,181 $19.85 $262K 21,270
2019-11-25 Calder Tracy Managing Director Sale −13,181 $91.60 $1.2M 8,089

Page 59 of 62 · 1,239 trades