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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-02-25 White George Burton Managing Director Grant or award +2,951 31,101
2020-02-25 Steinmeier Richard Managing Director Shares withheld for taxes −328 $84.48 $28K 29,659
2020-02-25 Steinmeier Richard Managing Director Grant or award +4,132 33,791
2020-02-25 SEMERJIAN DAYTON Managing Director Grant or award +3,689 14,461
2020-02-25 Seese Scott Managing Director Shares withheld for taxes −428 $84.48 $36K 18,772
2020-02-25 Seese Scott Managing Director Grant or award +4,364 23,136
2020-02-25 Oroschakoff Michelle Managing Director Sale −665 $87.78 $58K 8,545.15
2020-02-25 Oroschakoff Michelle Managing Director Shares withheld for taxes −295 $84.48 $25K 8,250.15
2020-02-25 Oroschakoff Michelle Managing Director Grant or award +3,057 11,307.15
2020-02-25 Larsen Sallie R. Managing Director Shares withheld for taxes −216 $84.48 $18K 17,315
2020-02-25 Larsen Sallie R. Managing Director Grant or award +2,277 19,592
2020-02-25 Kalbaugh John Andrew Managing Director Sale −528 $87.78 $46K 28,951
2020-02-25 Kalbaugh John Andrew Managing Director Shares withheld for taxes −360 $84.48 $30K 28,591
2020-02-25 Kalbaugh John Andrew Managing Director Grant or award +2,521 31,112
2020-02-25 Enyedi Matthew Managing Director Shares withheld for taxes −171 $84.48 $14K 2,367
2020-02-25 Enyedi Matthew Managing Director Grant or award +2,108 4,475
2020-02-25 Audette Matthew J Chief Financial Officer Sale −1,095 $87.78 $96K 16,732
2020-02-25 Audette Matthew J Chief Financial Officer Shares withheld for taxes −496 $84.48 $42K 16,236
2020-02-25 Audette Matthew J Chief Financial Officer Grant or award +4,701 20,937
2020-02-25 Arnold Dan H. President & CEO Grant or award +14,547 211,679.94

Page 58 of 62 · 1,239 trades