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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-03-31 Glavin William Francis Jr Director Grant or award +44 12,400
2020-03-31 EBERHART PAULETT Director Grant or award +11 15,865
2020-03-13 White George Burton Managing Director Grant or award +12,138 43,239
2020-03-13 White George Burton Managing Director Shares withheld for taxes −6,175 $59.76 $369K 37,064
2020-03-13 Oroschakoff Michelle Managing Director Grant or award +9,710 20,459.15
2020-03-13 Oroschakoff Michelle Managing Director Shares withheld for taxes −602 $59.76 $36K 19,857.15
2020-03-13 Larsen Sallie R. Managing Director Grant or award +7,598 27,190
2020-03-13 Larsen Sallie R. Managing Director Shares withheld for taxes −3,435 $59.76 $205K 23,755
2020-03-13 Kalbaugh John Andrew Managing Director Grant or award +11,182 41,838
2020-03-13 Kalbaugh John Andrew Managing Director Shares withheld for taxes −5,798 $59.76 $346K 36,040
2020-03-13 Enyedi Matthew Managing Director Shares withheld for taxes −232 $59.76 $14K 4,243
2020-03-13 Audette Matthew J Chief Financial Officer Grant or award +21,110 41,110
2020-03-13 Audette Matthew J Chief Financial Officer Shares withheld for taxes −11,775 $59.76 $704K 29,335
2020-03-13 Arnold Dan H. President & CEO Grant or award +70,368 282,047.94
2020-03-13 Arnold Dan H. President & CEO Shares withheld for taxes −34,889 $59.76 $2.1M 247,158.94
2020-02-28 SEMERJIAN DAYTON Managing Director Shares withheld for taxes −1,903 $79.48 $151K 12,558
2020-02-26 Oroschakoff Michelle Managing Director Sale −558 $84.86 $47K 10,749.15
2020-02-26 Kalbaugh John Andrew Managing Director Sale −456 $84.86 $39K 30,656
2020-02-26 Audette Matthew J Chief Financial Officer Sale −937 $84.86 $80K 20,000
2020-02-25 White George Burton Managing Director Shares withheld for taxes −308 $84.48 $26K 28,150

Page 57 of 62 · 1,239 trades