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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-08-28 Glavin William Francis Jr Director Grant or award +39 16,710
2020-08-28 EBERHART PAULETT Director Grant or award +8 20,103
2020-08-28 EBERHART PAULETT Director Grant or award +7 20,110
2020-08-28 BERNARD EDWARD C Director Grant or award +8 9,235
2020-08-28 BERNARD EDWARD C Director Grant or award +4 9,239
2020-08-13 Arnold Dan H. President & CEO Option exercise +400 $45.55 $18K 212,558.94
2020-08-13 Arnold Dan H. President & CEO Sale −400 $85.05 $34K 212,158.94
2020-08-13 Arnold Dan H. President & CEO Option exercise · Option to purchase Common Stock −400 12,209
2020-08-12 White George Burton Managing Director Option exercise +16,017 $54.81 $878K 53,081
2020-08-12 White George Burton Managing Director Sale −19,412 $84.28 $1.6M 33,669
2020-08-12 White George Burton Managing Director Sale −3,161 $84.82 $268K 30,508
2020-08-12 White George Burton Managing Director Option exercise · Option to purchase Common Stock −16,017 0
2020-08-12 Oroschakoff Michelle Managing Director Option exercise +4,000 $54.81 $219K 23,857.15
2020-08-12 Oroschakoff Michelle Managing Director Sale −4,000 $84.33 $337K 19,857.15
2020-08-12 Oroschakoff Michelle Managing Director Option exercise · Option to purchase Common Stock −4,000 7,802
2020-08-12 Kalbaugh John Andrew Managing Director Option exercise +7,317 $32.26 $236K 43,357
2020-08-12 Kalbaugh John Andrew Managing Director Option exercise +10,790 $45.55 $491K 54,147
2020-08-12 Kalbaugh John Andrew Managing Director Option exercise +17,984 $45.55 $819K 72,131
2020-08-12 Kalbaugh John Andrew Managing Director Option exercise +14,676 $39.48 $579K 86,807
2020-08-12 Kalbaugh John Andrew Managing Director Sale −29,668 $84.09 $2.5M 57,139

Page 53 of 62 · 1,239 trades