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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-02-10 Kalbaugh John Andrew Managing Director Option exercise +12,476 $54.81 $684K 45,468
2021-02-10 Kalbaugh John Andrew Managing Director Sale −2,301 $126.68 $291K 43,167
2021-02-10 Kalbaugh John Andrew Managing Director Sale −7,499 $127.45 $956K 35,668
2021-02-10 Kalbaugh John Andrew Managing Director Sale −8,184 $128.31 $1.1M 27,484
2021-02-10 Kalbaugh John Andrew Managing Director Option exercise · Option to purchase Common Stock −12,476 0
2021-02-09 Enyedi Matthew Managing Director Option exercise +1,473 $19.85 $29K 5,716
2021-02-09 Enyedi Matthew Managing Director Sale −1,473 $124.89 $184K 4,243
2021-02-09 Enyedi Matthew Managing Director Option exercise · Option to purchase Common Stock −1,473 0
2020-12-11 Kalbaugh John Andrew Managing Director Gift −3,048 32,992
2020-12-03 White George Burton Managing Director Option exercise +860 $34.61 $30K 31,368
2020-12-03 White George Burton Managing Director Option exercise · Option to purchase Common Stock −860 0
2020-11-30 Thomas Corey E. Director Grant or award +7 7,447
2020-11-30 Thomas Corey E. Director Grant or award +10 7,457
2020-11-30 SCHIFTER RICHARD P Director Grant or award +7 49,151.83
2020-11-30 SCHIFTER RICHARD P Director Grant or award +49 49,200.83
2020-11-30 Putnam James S Director Grant or award +29 131,419.5
2020-11-30 Mnookin Allison Director Grant or award +7 7,008
2020-11-30 Glavin William Francis Jr Director Grant or award +7 16,717
2020-11-30 Glavin William Francis Jr Director Grant or award +34 16,751
2020-11-30 EBERHART PAULETT Director Grant or award +7 20,117

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