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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-02-25 Jambusaria Aneri Group Managing Director Grant or award +1,302 7,031
2026-02-25 Gates Greg Group Managing Director Grant or award +1,856 16,476
2026-02-25 Gates Greg Group Managing Director Shares withheld for taxes −1,293 $318.47 $412K 15,183
2026-02-25 Gates Greg Group Managing Director Grant or award +2,774 17,957
2026-02-25 Gates Greg Group Managing Director Grant or award +2,807 20,764
2026-02-25 Field Emily Group Managing Director Grant or award +1,122 1,939
2026-02-25 Enyedi Matthew Group Managing Director Grant or award 10b5-1 +1,799 15,387
2026-02-25 Enyedi Matthew Group Managing Director Shares withheld for taxes 10b5-1 −1,333 $318.47 $425K 14,054
2026-02-25 Enyedi Matthew Group Managing Director Grant or award 10b5-1 +2,176 16,230
2026-02-25 Cohen Marc Eliot Group Managing Director Grant or award +537 4,568.21
2026-02-25 Cohen Marc Eliot Group Managing Director Shares withheld for taxes −483 $318.47 $154K 4,085.21
2026-02-25 Cohen Marc Eliot Group Managing Director Grant or award +1,403 5,488.21
2026-02-25 Audette Matthew J President and CFO Grant or award 10b5-1 +2,152 18,690
2026-02-25 Audette Matthew J President and CFO Shares withheld for taxes 10b5-1 −2,351 $318.47 $749K 16,339
2026-02-25 Audette Matthew J President and CFO Grant or award 10b5-1 +6,624 22,963
2026-02-02 Khanna Somesh Director Grant or award +139 139
2025-12-31 SCHIFTER RICHARD P Director Gift −1,145.26 38,079.57
2025-12-09 Morningstar Matthew Group Managing Director Grant or award +1,715 2,293
2025-12-05 Steinmeier Richard Chief Executive Officer Sale 10b5-1 −332 $367.06 $122K 14,052
2025-12-05 Steinmeier Richard Chief Executive Officer Sale 10b5-1 −183 $368.63 $67K 13,869

Page 5 of 62 · 1,239 trades