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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-02-26 Arnold Dan H. President & CEO Sale −2,558 $130.23 $333K 204,014.94
2021-02-25 White George Burton Managing Director Shares withheld for taxes −915 $132.10 $121K 35,435
2021-02-25 White George Burton Managing Director Grant or award +2,457 37,892
2021-02-25 Steinmeier Richard Managing Director Shares withheld for taxes −788 $132.10 $104K 20,049
2021-02-25 Steinmeier Richard Managing Director Grant or award +4,259 24,308
2021-02-25 Simonich Brent EVP, CAO and Treasurer Grant or award +2,027 3,936
2021-02-25 SEMERJIAN DAYTON Managing Director Shares withheld for taxes −453 $132.10 $60K 12,105
2021-02-25 SEMERJIAN DAYTON Managing Director Grant or award +2,866 14,971
2021-02-25 Seese Scott Managing Director Shares withheld for taxes −1,307 $132.10 $173K 23,553
2021-02-25 Seese Scott Managing Director Grant or award +2,948 26,501
2021-02-25 Oroschakoff Michelle Managing Director Shares withheld for taxes −929 $132.10 $123K 22,796.15
2021-02-25 Oroschakoff Michelle Managing Director Grant or award +2,539 25,335.15
2021-02-25 Larsen Sallie R. Managing Director Shares withheld for taxes −591 $132.10 $78K 16,100
2021-02-25 Larsen Sallie R. Managing Director Grant or award +2,031 18,131
2021-02-25 Kalbaugh John Andrew Managing Director Shares withheld for taxes −3,008 $132.10 $397K 23,535
2021-02-25 Kalbaugh John Andrew Managing Director Grant or award +4,914 28,449
2021-02-25 Fandrey Edward Managing Director Grant or award +3,603 3,603
2021-02-25 Fandrey Edward Managing Director Grant or award +24,572 28,175
2021-02-25 Enyedi Matthew Managing Director Shares withheld for taxes −388 $132.10 $51K 3,721
2021-02-25 Enyedi Matthew Managing Director Grant or award +1,965 5,686

Page 47 of 62 · 1,239 trades