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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-03-30 SCHIFTER RICHARD P Director Grant or award +29 49,233.83
2021-03-30 Putnam James S Director Grant or award +17 131,436.5
2021-03-30 Mnookin Allison Director Grant or award +4 7,012
2021-03-30 Glavin William Francis Jr Director Grant or award +4 16,755
2021-03-30 Glavin William Francis Jr Director Grant or award +20 16,775
2021-03-30 EBERHART PAULETT Director Grant or award +4 20,128
2021-03-30 EBERHART PAULETT Director Grant or award +4 20,132
2021-03-30 BERNARD EDWARD C Director Grant or award +4 9,253
2021-03-30 BERNARD EDWARD C Director Grant or award +2 9,255
2021-03-08 Steinmeier Richard Managing Director Sale −1,406 $136.67 $192K 22,902
2021-03-01 Enyedi Matthew Managing Director Sale −476 $136.41 $65K 5,210
2021-02-26 SEMERJIAN DAYTON Managing Director Shares withheld for taxes −1,863 $131.54 $245K 13,108
2021-02-26 Seese Scott Managing Director Sale −907 $130.23 $118K 25,594
2021-02-26 Oroschakoff Michelle Managing Director Sale −943 $130.23 $123K 24,392.15
2021-02-26 Kalbaugh John Andrew Managing Director Sale −926 $130.23 $121K 27,523
2021-02-26 Audette Matthew J Chief Financial Officer Sale −151 $128.85 $19K 13,754
2021-02-26 Audette Matthew J Chief Financial Officer Sale −227 $129.96 $30K 13,527
2021-02-26 Audette Matthew J Chief Financial Officer Sale −167 $131.01 $22K 13,360
2021-02-26 Audette Matthew J Chief Financial Officer Sale −846 $131.97 $112K 12,514
2021-02-26 Audette Matthew J Chief Financial Officer Sale −121 $132.65 $16K 12,393

Page 46 of 62 · 1,239 trades