CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-05-12 | White George Burton Managing Director | Sale | −1,563 | $149.33 | $233K | 40,430 |
| 2021-05-12 | White George Burton Managing Director | Option exercise · Option to purchase Common Stock | −25,210 | 0 | ||
| 2021-05-12 | White George Burton Managing Director | Option exercise · Option to purchase Common Stock | −27,936 | 0 | ||
| 2021-05-12 | Oroschakoff Michelle Managing Director | Option exercise | +4,000 | $48.09 | $192K | 28,392.15 |
| 2021-05-12 | Oroschakoff Michelle Managing Director | Sale | −4,000 | $147.43 | $590K | 24,392.15 |
| 2021-05-12 | Oroschakoff Michelle Managing Director | Option exercise · Option to purchase Common Stock | −4,000 | 8,715 | ||
| 2021-05-11 | Enyedi Matthew Managing Director | Sale | −438 | $148.71 | $65K | 4,772 |
| 2021-05-10 | Audette Matthew J Chief Financial Officer | Option exercise | +17,605 | $42.60 | $750K | 29,998 |
| 2021-05-10 | Audette Matthew J Chief Financial Officer | Option exercise | +33,300 | $19.85 | $661K | 63,298 |
| 2021-05-10 | Audette Matthew J Chief Financial Officer | Sale | −9,715 | $152.73 | $1.5M | 53,583 |
| 2021-05-10 | Audette Matthew J Chief Financial Officer | Sale | −8,498 | $153.56 | $1.3M | 45,085 |
| 2021-05-10 | Audette Matthew J Chief Financial Officer | Sale | −25,875 | $154.77 | $4.0M | 19,210 |
| 2021-05-10 | Audette Matthew J Chief Financial Officer | Sale | −2,100 | $155.93 | $327K | 17,110 |
| 2021-05-10 | Audette Matthew J Chief Financial Officer | Sale | −4,661 | $156.56 | $730K | 12,449 |
| 2021-05-10 | Audette Matthew J Chief Financial Officer | Sale | −56 | $157.61 | $9K | 12,393 |
| 2021-05-10 | Audette Matthew J Chief Financial Officer | Option exercise · Option to purchase Common Stock | −17,605 | 0 | ||
| 2021-05-10 | Audette Matthew J Chief Financial Officer | Option exercise · Option to purchase Common Stock | −33,300 | 60,810 | ||
| 2021-05-10 | Arnold Dan H. President & CEO | Option exercise | +15,594 | $54.81 | $855K | 219,608.94 |
| 2021-05-10 | Arnold Dan H. President & CEO | Sale | −2,981 | $152.72 | $455K | 216,627.94 |
| 2021-05-10 | Arnold Dan H. President & CEO | Sale | −2,555 | $153.59 | $392K | 214,072.94 |
Page 44 of 62 · 1,239 trades