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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,726,927
in 3 filings, $110K under 10b5-1 plans

Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Gates Greg −$1.5M Group Managing Director sold 15% of stake
  2. Reeping Katharine −$153K Principal Accounting Officer sold 20% of stake
  3. Jambusaria Aneri −$110K Group Managing Director sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-08-16 Oroschakoff Michelle Managing Director Sale −8,537 $143.98 $1.2M 30,007.15
2021-08-16 Oroschakoff Michelle Managing Director Sale −3,800 $145.11 $551K 26,207.15
2021-08-16 Oroschakoff Michelle Managing Director Option exercise · Option to purchase Common Stock −8,715 0
2021-08-16 Oroschakoff Michelle Managing Director Option exercise · Option to purchase Common Stock −6,455 0
2021-08-16 Oroschakoff Michelle Managing Director Option exercise · Option to purchase Common Stock −4,830 11,309
2021-07-20 Enyedi Matthew Managing Director Option exercise +2,312 $54.81 $127K 7,084
2021-07-20 Enyedi Matthew Managing Director Option exercise +5,400 $39.48 $213K 12,484
2021-07-20 Enyedi Matthew Managing Director Sale −7,712 $130.00 $1.0M 4,772
2021-07-20 Enyedi Matthew Managing Director Option exercise · Option to purchase Common Stock −2,312 0
2021-07-20 Enyedi Matthew Managing Director Option exercise · Option to purchase Common Stock −5,400 5,154
2021-06-14 White George Burton Managing Director Option exercise +6,198 $32.26 $200K 46,628
2021-06-14 White George Burton Managing Director Option exercise · Option to purchase Common Stock −6,198 0
2021-06-14 Seese Scott Managing Director Gift −1,415 24,179
2021-06-14 Seese Scott Managing Director Option exercise +12,521 $65.50 $820K 36,700
2021-06-14 Seese Scott Managing Director Sale −12,521 $139.10 $1.7M 24,179
2021-06-14 Seese Scott Managing Director Option exercise · Option to purchase Common Stock −12,521 329
2021-06-14 Fandrey Edward Managing Director Sale −1,930 $139.49 $269K 24,736
2021-06-07 Thomas Corey E. Director Grant or award +1 9,061
2021-06-07 Thomas Corey E. Director Grant or award +10 9,071
2021-06-07 SCHIFTER RICHARD P Director Grant or award +1 50,827.83

Page 42 of 62 · 1,239 trades