CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-03-09 | Cohen Marc Eliot Group Managing Director | Option exercise · Stock Option (Right to Buy) | −2,212 | 0 | ||
| 2026-03-02 | Jambusaria Aneri Group Managing Director | Sale 10b5-1 | −308 | $306.00 | $94K | 6,723 |
| 2026-02-26 | Enyedi Matthew Group Managing Director | Sale 10b5-1 | −463 | $318.38 | $147K | 15,767 |
| 2026-02-26 | Enyedi Matthew Group Managing Director | Sale 10b5-1 | −628 | $319.38 | $201K | 15,139 |
| 2026-02-26 | Enyedi Matthew Group Managing Director | Sale 10b5-1 | −666 | $320.99 | $214K | 14,473 |
| 2026-02-26 | Enyedi Matthew Group Managing Director | Sale 10b5-1 | −169 | $321.74 | $54K | 14,304 |
| 2026-02-26 | Enyedi Matthew Group Managing Director | Sale 10b5-1 | −183 | $322.72 | $59K | 14,121 |
| 2026-02-26 | Audette Matthew J President and CFO | Sale 10b5-1 | −348 | $318.51 | $111K | 22,615 |
| 2026-02-26 | Audette Matthew J President and CFO | Sale 10b5-1 | −274 | $319.32 | $87K | 22,341 |
| 2026-02-26 | Audette Matthew J President and CFO | Sale 10b5-1 | −506 | $321.04 | $162K | 21,835 |
| 2026-02-26 | Audette Matthew J President and CFO | Sale 10b5-1 | −453 | $322.15 | $146K | 21,382 |
| 2026-02-25 | Steinmeier Richard Chief Executive Officer | Grant or award | +2,255 | 11,581 | ||
| 2026-02-25 | Steinmeier Richard Chief Executive Officer | Shares withheld for taxes | −2,619 | $318.47 | $834K | 8,962 |
| 2026-02-25 | Steinmeier Richard Chief Executive Officer | Grant or award | +10,526 | 19,488 | ||
| 2026-02-25 | Reeping Katharine Principal Accounting Officer | Grant or award | +81 | 2,052.91 | ||
| 2026-02-25 | Reeping Katharine Principal Accounting Officer | Shares withheld for taxes | −212 | $318.47 | $68K | 1,840.91 |
| 2026-02-25 | Reeping Katharine Principal Accounting Officer | Grant or award | +373 | 2,213.91 | ||
| 2026-02-25 | Morningstar Matthew Group Managing Director | Grant or award | +1,122 | 3,415 | ||
| 2026-02-25 | Jambusaria Aneri Group Managing Director | Grant or award | +942 | 6,444 | ||
| 2026-02-25 | Jambusaria Aneri Group Managing Director | Shares withheld for taxes | −715 | $318.47 | $228K | 5,729 |
Page 4 of 62 · 1,239 trades