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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 4 Grant or award Director acquired 3 shares (grant or award)
  2. 4 Grant or award Director acquired 15 shares (grant or award)
  3. 4 Grant or award Director acquired 5 shares (grant or award)
  4. 4 Grant or award Director acquired 4 shares (grant or award)
  5. PRE 14A Proxy Proxy Statement (Preliminary)
  6. 4 Open-market sale Group Managing Director sold 3,300.21 shares at an average $309.07 ($1,019,996)
  7. 144 Insider Sale of Securities
  8. 144 Insider Sale of Securities
  9. 4 Planned sale Group Managing Director sold 308 shares at $306.00 ($94,248)
  10. 144 Insider Sale of Securities
  11. 4 Shares withheld for taxes Chief Executive Officer gave up 2,619 shares (to pay taxes)
  12. 4 Shares withheld for taxes Principal Accounting Officer gave up 212 shares (to pay taxes)
  13. 4 Grant or award Group Managing Director acquired 1,122 shares (grant or award)
  14. 4 Shares withheld for taxes Group Managing Director gave up 715 shares (to pay taxes)
  15. 4 Shares withheld for taxes Group Managing Director gave up 1,293 shares (to pay taxes)
  16. 4 Grant or award Group Managing Director acquired 1,122 shares (grant or award)
  17. 4 Planned sale Group Managing Director sold 2,109 shares at an average $320.15 ($675,192)
  18. 4 Shares withheld for taxes Group Managing Director gave up 483 shares (to pay taxes)
  19. 4 Planned sale President and CFO sold 1,581 shares at an average $320.50 ($506,715)
  20. 144 Insider Sale of Securities

Page 4 of 89 · 1,776 filings