CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-02-07 | Audette Matthew J Chief Financial Officer | Sale | −13,210 | $181.14 | $2.4M | 16,061 |
| 2022-02-07 | Audette Matthew J Chief Financial Officer | Sale | −2,647 | $182.18 | $482K | 13,414 |
| 2022-02-07 | Audette Matthew J Chief Financial Officer | Sale | −1,021 | $183.03 | $187K | 12,393 |
| 2022-02-07 | Audette Matthew J Chief Financial Officer | Option exercise · Option to purchase Common Stock | −20,000 | 40,810 | ||
| 2021-12-10 | Gates Greg Managing Director | Shares withheld for taxes | −2,314 | $160.27 | $371K | 20,506 |
| 2021-12-07 | White George Burton Managing Director | Option exercise | +6,341 | $47.30 | $300K | 52,969 |
| 2021-12-07 | White George Burton Managing Director | Option exercise | +15,930 | $39.48 | $629K | 68,899 |
| 2021-12-07 | White George Burton Managing Director | Sale | −22,271 | $166.10 | $3.7M | 46,628 |
| 2021-12-07 | White George Burton Managing Director | Option exercise · Option to purchase Common Stock | −6,341 | 0 | ||
| 2021-12-07 | White George Burton Managing Director | Option exercise · Option to purchase Common Stock | −15,930 | 0 | ||
| 2021-11-30 | Fandrey Edward Managing Director | Sale | −883 | $157.93 | $139K | 18,559 |
| 2021-11-30 | Fandrey Edward Managing Director | Sale | −630 | $158.93 | $100K | 17,929 |
| 2021-11-30 | Fandrey Edward Managing Director | Sale | −271 | $159.73 | $43K | 17,658 |
| 2021-11-29 | Thomas Corey E. Director | Grant or award | +1 | 9,083 | ||
| 2021-11-29 | Thomas Corey E. Director | Grant or award | +10 | 9,093 | ||
| 2021-11-29 | SCHIFTER RICHARD P Director | Grant or award | +1 | 50,895.83 | ||
| 2021-11-29 | SCHIFTER RICHARD P Director | Grant or award | +30 | 50,925.83 | ||
| 2021-11-29 | Putnam James S Director | Grant or award | +1 | 132,524.5 | ||
| 2021-11-29 | Putnam James S Director | Grant or award | +15 | 132,539.5 | ||
| 2021-11-29 | Mnookin Allison Director | Grant or award | +1 | 8,074 |
Page 39 of 62 · 1,239 trades